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	<title>Broker Dealer Journal</title>
	
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	<description>The Journal for Managers and Principals of Financial Services Firms</description>
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		<itunes:summary>The Journal for Managers and Principals of Financial Services Firms</itunes:summary>
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		<title>Delaware Reported Better Place To Hide Money Than Switzerland</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/UfcvfsU1HeA/</link>
		<comments>http://www.brokerdealermagazine.com/?p=835#comments</comments>
		<pubDate>Thu, 12 Nov 2009 03:34:24 +0000</pubDate>
		<dc:creator>rlabier</dc:creator>
				<category><![CDATA[Blogs By Author]]></category>
		<category><![CDATA[Cash Management]]></category>
		<category><![CDATA[Compliance]]></category>
		<category><![CDATA[Compliance Corner]]></category>
		<category><![CDATA[International]]></category>
		<category><![CDATA[Investing]]></category>
		<category><![CDATA[Over Here]]></category>
		<category><![CDATA[Rogan LaBier]]></category>
		<category><![CDATA[The Lookout]]></category>
		<category><![CDATA[Top Stories]]></category>
		<category><![CDATA[Trends]]></category>
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		<guid isPermaLink="false">http://www.brokerdealermagazine.com/?p=835</guid>
		<description><![CDATA[New rankings show that Delaware is a better place to hide money than Switzerland. While this may come as a surprise to most Americans, financial sector analyst Heather Lowe says that it is not a surprise to the world&#8217;s criminals. Question: would that be in, uh, Dollars?? Spin, spin, spin&#8230; Watch the video

]]></description>
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		<item>
		<title>Financial Crisis Transforms Retirement Market – Deloitte</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/tAw3y6-vOSw/</link>
		<comments>http://www.brokerdealermagazine.com/?p=830#comments</comments>
		<pubDate>Thu, 05 Nov 2009 16:01:55 +0000</pubDate>
		<dc:creator>rlabier</dc:creator>
				<category><![CDATA[A Manager's Guide]]></category>
		<category><![CDATA[Advice]]></category>
		<category><![CDATA[Insurance]]></category>
		<category><![CDATA[International]]></category>
		<category><![CDATA[Investing]]></category>
		<category><![CDATA[Opinion]]></category>
		<category><![CDATA[Rogan LaBier]]></category>
		<category><![CDATA[The Lookout]]></category>
		<category><![CDATA[Top Stories]]></category>
		<category><![CDATA[Trends]]></category>

		<guid isPermaLink="false">http://www.brokerdealermagazine.com/?p=830</guid>
		<description><![CDATA[The greatest transfer of wealth in history is old news &#8211; but now that baby Boomer recipients are beginning to retire, on the heels of the meltdown, how will this affect the industry?
Changing client investment parameters are leaving some firms scrambling to adapt. The aftershocks of the Financial crisis are reverberating in portfolio allocation, and [...]]]></description>
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		<title>Small Brokers See Boost From Financial Debacle</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/UwJAdWHcYFM/</link>
		<comments>http://www.brokerdealermagazine.com/?p=826#comments</comments>
		<pubDate>Mon, 02 Nov 2009 15:36:17 +0000</pubDate>
		<dc:creator>matt</dc:creator>
				<category><![CDATA[Advice]]></category>
		<category><![CDATA[International]]></category>
		<category><![CDATA[Investing]]></category>
		<category><![CDATA[Opinion]]></category>
		<category><![CDATA[Point of View]]></category>
		<category><![CDATA[Recruiting]]></category>
		<category><![CDATA[The Lookout]]></category>
		<category><![CDATA[Trends]]></category>

		<guid isPermaLink="false">http://www.brokerdealermagazine.com/?p=826</guid>
		<description><![CDATA[Small brokers are reporting marked gains in client share as well higher quality Brokers. This comes as a surprise to many in financial services, since bailouts and government loans have bolstered the positions of the Big Firms.
Ironically, it may be the very fact of government intervention &#8211; combined with the failures at virtually all big [...]]]></description>
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		<item>
		<title>Dealing With Recruiters</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/E3DV0vlH1IU/</link>
		<comments>http://www.brokerdealermagazine.com/?p=822#comments</comments>
		<pubDate>Tue, 22 Sep 2009 17:07:27 +0000</pubDate>
		<dc:creator>matt</dc:creator>
				<category><![CDATA[A Manager's Guide]]></category>
		<category><![CDATA[Advice]]></category>
		<category><![CDATA[Opinion]]></category>
		<category><![CDATA[Personnel]]></category>
		<category><![CDATA[Recruiting]]></category>
		<category><![CDATA[Regulatory Opinion]]></category>
		<category><![CDATA[Sales & Marketing]]></category>
		<category><![CDATA[Top Stories]]></category>
		<category><![CDATA[Trends]]></category>

		<guid isPermaLink="false">http://www.brokerdealermagazine.com/?p=822</guid>
		<description><![CDATA[How to evaluate a recruiter
by Chris Herbst  www.JupiterConsultantsLLC.com
In these tough times, Advisors are increasingly turning toward professional help in job seeking. In this market, some are just happy to locate a firm that doesn&#8217;t have a hiring freeze. But there is light at the end of the tunnel, as firms seem to have begun hiring [...]]]></description>
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		<title>New SIPC Fees Are “Taxing” The Small Broker Dealer</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/V93ThxmKln4/</link>
		<comments>http://www.brokerdealermagazine.com/?p=817#comments</comments>
		<pubDate>Tue, 04 Aug 2009 17:55:55 +0000</pubDate>
		<dc:creator>matt</dc:creator>
				<category><![CDATA[Blogs By Author]]></category>
		<category><![CDATA[Compliance]]></category>
		<category><![CDATA[Compliance Corner]]></category>
		<category><![CDATA[John Busacca]]></category>
		<category><![CDATA[Regulation]]></category>
		<category><![CDATA[Regulatory Alerts]]></category>
		<category><![CDATA[Top Stories]]></category>

		<guid isPermaLink="false">http://www.brokerdealermagazine.com/?p=817</guid>
		<description><![CDATA[How the Government is taxing small businesses
Recently sticker shock had eyes popping out of their head all across America as Firm owners received their SIPC bill. For nearly 14 years the SIPC insurance cost of a brokerage firm was $150.00 flat fee paid annually. That changed dramatically for firms in the past few weeks as [...]]]></description>
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		<title>Wall Streets Greatest Fraud?</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/8W2kndy-Pmg/</link>
		<comments>http://www.brokerdealermagazine.com/?p=814#comments</comments>
		<pubDate>Mon, 20 Jul 2009 15:15:25 +0000</pubDate>
		<dc:creator>matt</dc:creator>
				<category><![CDATA[Bailout Blarney]]></category>
		<category><![CDATA[Blogs By Author]]></category>
		<category><![CDATA[End Of FINRA?]]></category>
		<category><![CDATA[Larry Doyle]]></category>
		<category><![CDATA[The SIPA Opinion]]></category>
		<category><![CDATA[Top Stories]]></category>

		<guid isPermaLink="false">http://rafaelisgreat.webfactional.com/?p=814</guid>
		<description><![CDATA[You Probably Haven&#8217;t Even Heard Of The Biggest Fraud Ever &#8211; And It&#8217;s Happening Right NOW
By Larry Doyle, from &#8220;www.senseoncents.com&#8221;

Bernie Madoff’s Ponzi scheme has to be the greatest fraud of all time, right? Allen Stanford is likely a distant second, correct?
Well, actually, no. Madoff has certainly reserved a special place in financial ‘hell’ for his [...]]]></description>
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		<item>
		<title>A Special Type Of Hubris: FINRA’s 2008 Annual Report</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/x99dBhgHrFo/</link>
		<comments>http://www.brokerdealermagazine.com/?p=804#comments</comments>
		<pubDate>Tue, 14 Jul 2009 16:19:06 +0000</pubDate>
		<dc:creator>matt</dc:creator>
				<category><![CDATA[Blogs By Author]]></category>
		<category><![CDATA[End Of FINRA?]]></category>
		<category><![CDATA[History]]></category>
		<category><![CDATA[Larry Doyle]]></category>
		<category><![CDATA[Regulation]]></category>
		<category><![CDATA[Regulatory Opinion]]></category>
		<category><![CDATA[Top Stories]]></category>

		<guid isPermaLink="false">http://rafaelisgreat.webfactional.com/?p=804</guid>
		<description><![CDATA[By Larry Doyle. This is a reprint from Larry&#8217;s June 29 blog on www.senseoncents.com . It is a continuation of a series of articles on FINRA&#8217;s now reported involvement in the Auction Rate Securities market - and something of a shocking expose.
At first blush, I viewed the text of the Financial Industry Regulatory Authority’s (FINRA’s) [...]]]></description>
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		<title>States May Go After Sales Taxes – On Individual Client Basis</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/9Qkl_segDKo/</link>
		<comments>http://www.brokerdealermagazine.com/?p=134#comments</comments>
		<pubDate>Wed, 08 Jul 2009 07:33:44 +0000</pubDate>
		<dc:creator>The_SIPA_Opinion</dc:creator>
				<category><![CDATA[Blogs By Author]]></category>
		<category><![CDATA[Compliance Corner]]></category>
		<category><![CDATA[David Sobel]]></category>
		<category><![CDATA[Regulatory Alerts]]></category>
		<category><![CDATA[Top Stories]]></category>

		<guid isPermaLink="false">http://www.thesipa.com/blog/?p=134</guid>
		<description><![CDATA[States are desperate for revenues. Now some are mulling the possibility of going after sales taxes for business conducted for clients within those states, adding yet another layer of fiscal burden for Broker Dealers and individual advisors registered in those states. David Sobel covers this developing story&#8230;
The current budget crisis has hit many states very [...]]]></description>
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		<item>
		<title>And Now, For Your Consideration, The GODFATHER</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/7I3yUunnJAk/</link>
		<comments>http://www.brokerdealermagazine.com/?p=133#comments</comments>
		<pubDate>Wed, 08 Jul 2009 04:16:56 +0000</pubDate>
		<dc:creator>rlabier</dc:creator>
				<category><![CDATA[Bailout Blarney]]></category>
		<category><![CDATA[Regulatory Opinion]]></category>
		<category><![CDATA[Top Stories]]></category>
		<category><![CDATA[john busacca]]></category>

		<guid isPermaLink="false">http://www.thesipa.com/blog/?p=133</guid>
		<description><![CDATA[A film by Francis Bush Obama
STARRING!
The SEC as “Luca Brasi”  *  Kenneth Lewis as “Carlo Rizzi” * Hank Paulson as “Sonny Corleone” *
Timothy Geitner as “Michael Corleone”   * Barney Frank as “Tom Hagen&#8221;
And introducing in his first starring role!
Ben Bernanke as “Don Corleone”
The most awaited financial movie in History is finally here!  [...]]]></description>
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		<feedburner:origLink>http://www.brokerdealermagazine.com/?p=133</feedburner:origLink></item>
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		<title>Regulatory Overhaul?</title>
		<link>http://feedproxy.google.com/~r/BrokerDealerJournal/~3/ADBNS1jZTbY/</link>
		<comments>http://www.brokerdealermagazine.com/?p=744#comments</comments>
		<pubDate>Tue, 23 Jun 2009 17:04:38 +0000</pubDate>
		<dc:creator>jbusacca</dc:creator>
				<category><![CDATA[Bailout Blarney]]></category>
		<category><![CDATA[Blogs By Author]]></category>
		<category><![CDATA[End Of FINRA?]]></category>
		<category><![CDATA[Regulatory Opinion]]></category>
		<category><![CDATA[Top Stories]]></category>
		<category><![CDATA[john busacca]]></category>

		<guid isPermaLink="false">http://www.thesipa.com/blog/?p=132</guid>
		<description><![CDATA[Wasting Away Again In Regulatorville&#8230;
Another day, another new Regulator or Czar appointed by the government.  The latest creation is the new and improved super regulator that will over see the SEC and FINRA as well as the institutions themselves.  Before we get into this latest and greatest Regulatory overhaul, I think is important to take [...]]]></description>
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