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  <title>Compliance Toolkit</title>
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  <modified>2008-04-02T19:00:00Z</modified>
  <tagline>The Australian Compliance Officer's Toolbox</tagline>

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  <div xmlns="http://www.w3.org/1999/xhtml">This is an Atom formatted XML site feed. It is intended to be viewed in a Newsreader or syndicated to another site. Please visit <a href="http://www.djacobson.com/compliance_toolkit/">Compliance Toolkit</a> for more info.</div>
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  <link rel="start" href="http://feeds.feedburner.com/ComplianceToolkit" type="application/atom+xml" /><feedburner:browserFriendly>This is an XML content feed. It is intended to be viewed in a newsreader or syndicated to another site.</feedburner:browserFriendly><entry>
    <title>Workplace Relations Act</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/262844631/workplace-relat.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=47876606" title="Workplace Relations Act" />
    <id>tag:typepad.com,2003:post-47876606</id>
    <issued>2008-04-03T05:00:00+10:00</issued>
    <modified>2008-04-02T19:00:00Z</modified>
    <created>2008-04-02T19:00:00Z</created>
    <summary>An updated consolidated Workplace Relations Act incorporating the changes made by the Workplace Relations Amendment (Transition to Forward with Fairness) Act 2008 is available here.</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>An updated consolidated <em>Workplace Relations Act </em>incorporating the changes made by the <a href="http://www.comlaw.gov.au/ComLaw/Legislation/Act1.nsf/all/search/586D0B3A8AC4F1BACA2574180017C16E?OpenDocument"><em>Workplace Relations Amendment (Transition to Forward with Fairness) Act 2008</em></a> is available<a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/67F07A6832543892CA25741F001AA724?OpenDocument"> here</a>.</p></div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2008/04/workplace-relat.html</feedburner:origLink></entry>
  <entry>
    <title>Simpler Regulatory System Act commences</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/130564738/simpler-regulat.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=36118516" title="Simpler Regulatory System Act commences" />
    <id>tag:typepad.com,2003:post-36118516</id>
    <issued>2007-07-05T07:37:45+10:00</issued>
    <modified>2007-09-03T23:24:01Z</modified>
    <created>2007-07-04T21:37:45Z</created>
    <summary>The Corporations Legislation Amendment (Simpler Regulatory System) Act 2007 received Royal Assent on 28 June 2007. Here is the updated Corporations Act incorporating the Simpler Regulatory System Act changes. The Regulations to implement the Act are: Corporations Amendment Regulations 2007...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Company law</dc:subject>
    <dc:subject>Compliance toolkit</dc:subject>
    <dc:subject>Financial services</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>The <a href="http://www.comlaw.gov.au/ComLaw/Legislation/Act1.nsf/all/search/2047C44C7D3BD6DFCA25730D001E10C2?OpenDocument">Corporations Legislation Amendment (Simpler Regulatory System) Act 2007 </a>received Royal Assent on 28 June 2007.</p>

<p><a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/12B33A56FAE9E991CA25734B00022352?OpenDocument">Here</a> is the updated Corporations Act incorporating the Simpler Regulatory System Act changes.</p>

<p>The Regulations to implement the Act are:</p>

<ul><li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/FEC45A0A98B41A11CA2573020010A8D4?OpenDocument">Corporations Amendment Regulations 2007 (No. 2)</a> </li>

<li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/530EA6D8281CFD85CA25730200164FF7?OpenDocument">Corporations Amendment Regulations 2007 (No. 3)</a></li>

<li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/5471799F7DDB7D98CA25730200116E75?OpenDocument">Corporations Amendment Regulations 2007 (No. 4)</a> </li>

<li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/27CD2600E2B70DFBCA25730200127428?OpenDocument">Corporations Amendment Regulations 2007 (No. 5)</a></li>

<li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/9BD37358CDCB08E0CA2573010081047A?OpenDocument">Corporations Amendment Regulations 2007 (No. 6)</a> </li>

<li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/98A2975844D54610CA257302001000D9?OpenDocument">Corporations Amendment Regulations 2007 (No. 7)</a></li>

<li><a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade%5Cbytitle/7C0F0A4A91344F12CA257302000EE452?OpenDocument">Corporations Amendment Regulations 2007 (No. 8)</a></li></ul>


</div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/07/simpler-regulat.html</feedburner:origLink></entry>
  <entry>
    <title>Collaborative compliance wiki</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/118521434/collaborative_c.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=34323738" title="Collaborative compliance wiki" />
    <id>tag:typepad.com,2003:post-34323738</id>
    <issued>2007-05-22T07:02:48+10:00</issued>
    <modified>2007-09-03T23:24:07Z</modified>
    <created>2007-05-21T21:02:48Z</created>
    <summary>We are all looking for ways to store and find that document or piece of information we're going to need in the future. And just as importantly we are looking to find ways to share that information with others. In...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>

    <content type="html" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
&lt;div xmlns="http://www.w3.org/1999/xhtml"&gt;&lt;p&gt;We are all looking for ways to store and find that document or piece of information we're going to need in the future. &lt;/p&gt;

&lt;p&gt;And just as importantly we are looking to find ways to share that information with others.&lt;/p&gt;

&lt;p&gt;In my quest for a solution, I have set up a &lt;a href="http://en.wikipedia.org/wiki/Wiki"&gt;wiki&lt;/a&gt;
to help share tools and information to manage compliance. The goal is
to create a &amp;quot;how to&amp;quot; resource as much as a &amp;quot;what to do&amp;quot; resource
collectively with like-minded persons and to co-operatively improve our
compliance resources. &lt;/p&gt;

&lt;p&gt;Unlike Wikipedia which is an encyclopaedic open wiki, this wiki will
be limited to compliance and can't be changed unless you register.&lt;/p&gt;

&lt;p&gt;Communities of practice have become a cornerstone of the knowledge strategy of leading organizations. &lt;/p&gt;

&lt;p&gt;If you're interested in risk management and compliance I invite you to join.&lt;/p&gt;

&lt;p&gt;Go to &lt;a href="http://www.complianceonline.com.au/"&gt;www.complianceonline.com.au&lt;/a&gt; and have a look. &lt;/p&gt;

&lt;p&gt;The site is designed to be co-operative: by registering (there is no
fee) you can suggest topics, create new pages or add to or comment on
existing topics. You can contribute by identifying problems you are
trying to solve, outcomes you are trying to achieve, lessons learned or
solutions you've already devised.&lt;/p&gt;

&lt;p&gt;Or you may wish to focus on one issue rather than the variety I have started on.&lt;/p&gt;

&lt;p&gt;Let me know what things are important to your business or the things
that interest, challenge, excite or intrigue you. If we have common
interests&amp;nbsp; I will try to provide the resources on the wiki.&lt;/p&gt;

&lt;p&gt;You can just read &lt;a href="http://www.complianceonline.com.au/"&gt;collaborative compliance wiki &lt;/a&gt;if you want to but if you want to participate you will need to register. &lt;/p&gt;&lt;/div&gt;
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/05/collaborative_c.html</feedburner:origLink></entry>
  <entry>
    <title>Do Not Call Register essentials</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/108460915/do_not_call_reg.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=32798692" title="Do Not Call Register essentials" />
    <id>tag:typepad.com,2003:post-32798692</id>
    <issued>2007-04-12T17:02:21+10:00</issued>
    <modified>2007-04-12T07:02:32Z</modified>
    <created>2007-04-12T07:02:21Z</created>
    <summary>The Do Not Call Register is expected to commence on 31 May 2007. It will be administered by ACMA. The package of laws, regulations and standards consists of: the Do Not Call Register Act 2006 (Cth); the Do Not Call...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>
    <dc:subject>Financial services</dc:subject>
    <dc:subject>Privacy</dc:subject>
    <dc:subject>Trade Practices</dc:subject>

    <content type="html" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
&lt;div xmlns="http://www.w3.org/1999/xhtml"&gt;&lt;p&gt;The &lt;a href="http://www.acma.gov.au/WEB/STANDARD//pc=PC_100642"&gt;Do Not Call Register&lt;/a&gt; is expected to commence on 31 May 2007. It will be administered by ACMA.&lt;/p&gt;

&lt;p&gt;The package of laws, regulations and standards consists of:&lt;/p&gt;

&lt;ul&gt;&lt;li&gt;the &lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/Act1.nsf/0/3B0DECA76329B6A4CA2571A2001EF835?OpenDocument"&gt;&lt;em&gt;Do Not Call Register Act 2006&lt;/em&gt; (Cth)&lt;/a&gt;; 
&amp;nbsp; &lt;/li&gt;

&lt;li&gt;the &lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/0/786D9AD0F778205FCA25723C007602BE?OpenDocument"&gt;&lt;em&gt;Do Not Call Register Regulations 2006&lt;/em&gt; (Cth)&lt;/a&gt;;&amp;nbsp; 
&amp;nbsp; &lt;/li&gt;

&lt;li&gt;the &lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/Act1.nsf/asmade%5Cbytitle/016259B0D15E9AC8CA2571A2001F0CFA?OpenDocument"&gt;&lt;em&gt;Do Not Call (Consequential Amendments) Act 2006&lt;/em&gt; (Cth)&lt;/a&gt;;&lt;/li&gt;

&lt;li&gt; &lt;a href="http://www.acma.gov.au/WEB/STANDARD//pc=PC_100991"&gt;&lt;em&gt;Telecommunications (Do Not Call Register) (Telemarketing and 
Research Calls) Industry Standard 2007.&lt;/em&gt;&lt;/a&gt; &lt;/li&gt;&lt;/ul&gt;&lt;/div&gt;
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/04/do_not_call_reg.html</feedburner:origLink></entry>
  <entry>
    <title>FSR Compensation</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/90785264/fsr_compensatio.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=30352748" title="FSR Compensation" />
    <id>tag:typepad.com,2003:post-30352748</id>
    <issued>2007-02-15T05:16:00+10:00</issued>
    <modified>2007-05-25T06:09:41Z</modified>
    <created>2007-02-14T19:16:00Z</created>
    <summary>ASIC has announced a new class order [CO 06/1012] extending the transitional compensation arrangements under s912B of the Corporations Act 2001 from 1 January 2007 to until 30 June 2007. The Government plans to finalise the compensation regulations during the...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Financial services</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>ASIC has <a href="http://www.asic.gov.au/asic/asic_pub.nsf/byheadline/IR+06-45+ASIC+further+extends+transitional+compensation+arrangements+for+AFS+licensees?openDocument">announced</a> a new class order [<a href="http://www.asic.gov.au/asic/pdflib.nsf/LookupByFileName/co06-1012.pdf/$file/co06-1012.pdf">CO 06/1012</a>]
extending the transitional compensation arrangements under s912B of the
Corporations Act 2001 from 1 January 2007 to until 30 June 2007.</p>

<p>The Government plans to finalise
the compensation regulations during the next six months, including
any further transition period.</p>

<p><a href="http://www.djacobson.com/australian_regulatory_rev/2006/11/financial_servi.html">Background</a></p></div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/02/fsr_compensatio.html</feedburner:origLink></entry>
  <entry>
    <title>AML toolkit</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/90359151/aml_toolkit.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=30352728" title="AML toolkit" />
    <id>tag:typepad.com,2003:post-30352728</id>
    <issued>2007-02-14T06:15:00+10:00</issued>
    <modified>2008-01-31T19:41:19Z</modified>
    <created>2007-02-13T20:15:00Z</created>
    <summary>The Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (AML/CTF Act consolidated to 31 January 2008) operates together with other legislation which has now been updated to include AML obligations: Financial Transaction Reports Act 1988 Proceeds of Crime Act 2002 Crimes...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>

    <content type="html" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
&lt;div xmlns="http://www.w3.org/1999/xhtml"&gt;&lt;p&gt;The &lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/0465CA470D3235B0CA2573E000130C7E?OpenDocument"&gt;&lt;em&gt;Anti-Money Laundering and Counter-Terrorism Financing Act 2006&lt;/em&gt;&lt;/a&gt; (AML/CTF Act consolidated to 31 January 2008) operates together with other legislation which has now been updated to include AML obligations:&lt;/p&gt;

&lt;ul&gt;&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/1E2C54DF9236CF3ECA25724C00045DF4?OpenDocument"&gt;Financial Transaction Reports Act 1988&lt;/a&gt; &lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/47786F88DCBEFD93CA25724B0013CB1C?OpenDocument"&gt;Proceeds of Crime Act 2002&lt;/a&gt; &lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/4EE586DD3BA6B356CA25724C000A0D55?OpenDocument"&gt;Crimes Act 1914&lt;/a&gt;&lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/A85600EF379E07D0CA25725C0081322B?OpenDocument"&gt;Criminal Code Act 1995&lt;/a&gt; and the &lt;/li&gt;

&lt;li&gt;&lt;span style="text-decoration: underline;"&gt;&amp;nbsp;&lt;/span&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/all/search/6C64656791B702DBCA25725C00825E2A?OpenDocument"&gt;Privacy Act 1988&lt;/a&gt;&lt;/li&gt;&lt;/ul&gt;



&lt;p&gt;&lt;strong&gt;AML/CTF Rules&lt;/strong&gt;&lt;/p&gt;

&lt;p&gt;The current rules are:&lt;/p&gt;

&lt;ul&gt;&lt;li&gt;&lt;a href="http://www.frli.gov.au/comlaw/management.nsf/lookupindexpagesbyid/IP200627380?OpenDocument"&gt;Anti-Money Laundering and Counter-Terrorism Financing Rules 2006&lt;/a&gt;&lt;br /&gt;

This Instrument contains AML/CTF Rules relating to the Register of Providers of Designated Remittance Services.&lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/comlaw/management.nsf/lookupindexpagesbyid/IP200730563?OpenDocument"&gt;Anti-Money Laundering and Counter-Terrorism Financing Rules Instrument 2007(No. 1)&lt;/a&gt;&lt;br /&gt;This
Instrument contains the majority of the registered AML/CTF Rules. The
current compilation comprises matters including AML/CTF compliance
reports (reporting and lodgment periods), monetary thresholds for
certain designated services in tables 1 and 3.&lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/0/56768538D67D71A1CA2572BA001FDCD0?OpenDocument"&gt;Anti-Money Laundering and Counter-Terrorism Financing Rules Instrument 2007 (No. 2)&lt;/a&gt;&lt;br /&gt;This
Instrument contains AML/CTF Rules relating to paragraph (e) of the
definition of 'correspondent banking relationship' in section 5 of the
AML/CTF Act.&lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/asmade/bytitle/C47B3FAD61355403CA2573B40010947F?OpenDocument&amp;amp;VIEWCAT=item&amp;amp;COUNT=999&amp;amp;START=1"&gt;Anti-Money Laundering and Counter-Terrorism Financing Rules Amendment Instrument 2007 (No. 4)&lt;/a&gt;&lt;br /&gt;This
Instrument amends Anti-Money Laundering and Counter-Terrorism Financing
Rules Instrument 2007 (No. 1) and contains AML/CTF Rules relating to
ongoing customer due diligence, international funds transfer
instruction reportable details, suspicious matter reportable details.&lt;/li&gt;

&lt;li&gt;&lt;a href="http://www.comlaw.gov.au/ComLaw/Legislation/LegislativeInstrument1.nsf/0/B5BAB099BFD36053CA2573B50083A8D1?OpenDocument"&gt;Anti-Money Laundering and Counter-Terrorism Financing Rules Amendment Instrument 2007 (No. 5)&lt;/a&gt; &lt;br /&gt;This
Instrument amends Anti-Money Laundering and Counter-Terrorism Financing
Rules Instrument 2007 (No. 1) and contains AML/CTF Rules for threshold
transaction reportable details.&lt;/li&gt;&lt;/ul&gt;

&lt;p&gt;&lt;a href="http://www.austrac.gov.au/files/rules30_03_07.pdf"&gt;Penalty Policy Principles&lt;/a&gt;&lt;/p&gt;

&lt;p&gt;&lt;a href="http://www.djacobson.com/australian_regulatory_rev/2007/05/austrac_release.html"&gt;Compliance reporting date rules&lt;/a&gt;&lt;/p&gt;

&lt;p&gt;&lt;a href="http://www.djacobson.com/australian_regulatory_rev/2007/05/austrac_release_2.html"&gt;Self assessment questionnaire&lt;/a&gt;&lt;/p&gt;

&lt;p&gt;&lt;a href="http://www.djacobson.com/australian_regulatory_rev/antimoney_laundering/index.html"&gt;AML archives&lt;/a&gt;&lt;br /&gt; &lt;/p&gt;

&lt;p&gt;Updated 1 February 2008&lt;br /&gt; &lt;/p&gt;

&lt;/div&gt;
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/02/aml_toolkit.html</feedburner:origLink></entry>
  <entry>
    <title>Arranging loans in Western Australia</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/90029691/arranging_loans.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=30352690" title="Arranging loans in Western Australia" />
    <id>tag:typepad.com,2003:post-30352690</id>
    <issued>2007-02-13T11:13:00+10:00</issued>
    <modified>2007-05-25T06:09:39Z</modified>
    <created>2007-02-13T01:13:00Z</created>
    <summary>The Finance Brokers Control Act (WA) regulates the arranging or negotiating of loans in that State. Persons who carry on that business in WA must be licensed by the Department of Consumer and Employment Protection (DOCEP), even if those loans...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Financial services</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>The <a href="http://www.docep.wa.gov.au/consumerprotection/financebrokers/Pages/Legislation.html">Finance Brokers Control Act </a>(WA)
regulates the arranging or negotiating of loans in that State. Persons
who carry on that business in WA must be licensed by the <a href="http://www.docep.wa.gov.au/consumerprotection/financebrokers/index.html">Department of Consumer and Employment Protection</a> (DOCEP), even if those loans are not regulated by the Consumer Credit Code.</p>

<p><a href="http://www.docep.wa.gov.au/consumerprotection/financebrokers/Pages/D-Class_licence.html">Recent amendments</a>
permit non-WA residents to obtain a licence and permit the licensing of
finance broker businesses whose owners (directors or partners) are not
qualified provided a qualified person controls the finance broking
operations.</p></div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/02/arranging_loans.html</feedburner:origLink></entry>
  <entry>
    <title>Meet the regulators</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/89593633/meet_the_regula.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=30352674" title="Meet the regulators" />
    <id>tag:typepad.com,2003:post-30352674</id>
    <issued>2007-02-12T11:12:28+10:00</issued>
    <modified>2007-02-12T01:14:05Z</modified>
    <created>2007-02-12T01:12:28Z</created>
    <summary>Every new law (especially if it involves collection of information or money or supervision of business) requires an administrator: either a government-funded regulator or a government department. Here's a list of some regulators with a link to the laws they...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>Every new law (especially if it involves collection of information or money or supervision of business) requires an administrator: either a
government-funded regulator or a government department.

</p>

<p>Here's a list of some regulators with a link to the laws they administer:</p>

<ul><li><a href="http://www.asic.gov.au/asic/ASIC.NSF/byheadline/The+laws+ASIC+administers?openDocument">ASIC</a>;</li>

<li><a href="http://www.accc.gov.au/content/index.phtml/itemId/3653">ACCC</a>;</li>

<li><a href="http://law.ato.gov.au/atolaw/browse.htm?toc=02:PLR">ATO</a>;</li>

<li><a href="http://www.apra.gov.au/legislation/">APRA</a>;</li>

<li><a href="http://www.austrac.gov.au/about_austrac/legislation/index.html">AUSTRAC</a>;</li>

<li><a href="http://www.privacy.gov.au/act/index.html">OFPC</a>;</li>

<li><a href="http://www.hreoc.gov.au/legal/index.html">HREOC</a>;</li>

<li><a href="http://www.acma.gov.au/ACMAINTER.1638528:LANDING::pc=ACMA,tlp=ACMA">ACMA</a>;</li>

<li><a href="http://www.australia.gov.au/portfolios">Commonwealth Government departments</a></li></ul></div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2007/02/meet_the_regula.html</feedburner:origLink></entry>
  <entry>
    <title>Trade Practices Act</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/66401803/trade_practices.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=14853529" title="Trade Practices Act" />
    <id>tag:typepad.com,2003:post-14853529</id>
    <issued>2006-12-26T08:21:24+10:00</issued>
    <modified>2006-12-25T22:21:30Z</modified>
    <created>2006-12-25T22:21:24Z</created>
    <summary>The Treasurer has announced that the amendments to the Trade Practices Act made by Trade Practices Legislation Amendment Act (No. 1) 2006 will commence from 1 January 2007.The Act implements the Government’s response to the Review of the Competition Provisions...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>
    <dc:subject>Trade Practices</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>The Treasurer has <a href="http://www.treasurer.gov.au/tsr/content/pressreleases/2006/143.asp">announced</a> that the amendments to the <a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/current%5Cbytitle/2E5ACC8DA8E68237CA2572270015CD73?OpenDocument&amp;mostrecent=1">Trade Practices Act </a>made by <em>Trade Practices Legislation Amendment Act (No. 1) 2006</em>
		 will commence from 1 January 2007.The Act implements <a href="http://www.treasurer.gov.au/tsr/content/publications/TPA_Small_Business.asp">the Government’s response to the <em>Review of the Competition Provisions of the Trade Practices Act</em> (Dawson Review)</a>.</p></div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2006/12/trade_practices.html</feedburner:origLink></entry>
  <entry>
    <title>Privacy Act updated</title>
    <link rel="alternate" type="text/html" href="http://feeds.feedburner.com/~r/ComplianceToolkit/~3/66401804/privacy_act_upd.html" />
    <link rel="service.edit" type="application/x.atom+xml" href="http://www.typepad.com/t/atom/weblog/blog_id=79171/entry_id=14853525" title="Privacy Act updated" />
    <id>tag:typepad.com,2003:post-14853525</id>
    <issued>2006-12-26T08:20:30+10:00</issued>
    <modified>2006-12-25T22:20:36Z</modified>
    <created>2006-12-25T22:20:30Z</created>
    <summary>ComLaw has issued an updated consolidated Privacy Act 1988 up to 13 December 2006. The publication includes: a new Part VIA inserted by the Privacy Legislation Amendment (Emergencies and Disasters) Act that applies to the handling of personal information during...</summary>
    <author>
      <name>David Jacobson</name>
    </author>
    <dc:subject>Compliance toolkit</dc:subject>
    <dc:subject>Privacy</dc:subject>

    <content type="xhtml" xml:lang="en-AU" xml:base="http://www.djacobson.com/compliance_toolkit/">
<div xmlns="http://www.w3.org/1999/xhtml"><p>ComLaw has issued an <a href="http://www.comlaw.gov.au/ComLaw/Legislation/ActCompilation1.nsf/0/5078282056847A63CA257248001652F7/$file/Privacy1988_WD02_Version1HYP.pdf">updated consolidated Privacy Act 1988</a> up to 13 December 2006.

</p>

<p>The publication includes:</p>

<ul><li> a new Part VIA inserted by the Privacy Legislation Amendment (Emergencies and Disasters) Act
that applies to the handling
of personal information during a declared emergency or disaster
situation; and</li>

<li>amendments inserted by the Anti-Money Laundering And
Counter-Terrorism Financing (Transitional Provisions And Consequential
Amendments) Act 2006. </li></ul></div>
</content>


  <feedburner:origLink>http://www.djacobson.com/compliance_toolkit/2006/12/privacy_act_upd.html</feedburner:origLink></entry>

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