http://securities.lawschool.cornell.edu Cornell Law School Securities Law Clinic Investor Protection News en-us http://ww3.lawschool.cornell.edu/images/law_2c.gif http://www.lawschool.cornell.edu/ Canopy Financial and its president used falsified records to lure $75m from investors . . .<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/pyGrPmvUlmc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/pyGrPmvUlmc/newsstory.cfm securitieslawclinic@cornell.edu Thu, 03 Dec 2009 3:24:00 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=166283 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=166283 Radio host Pat Kiley and money manager Trevor Cook steered investors to foreign currency scheme . . .<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/eftPdcHnwDs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/eftPdcHnwDs/newsstory.cfm securitieslawclinic@cornell.edu Tue, 24 Nov 2009 6:37:46 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=166001 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=166001 SEC brings charges against Shidaal Express for affinity fraud targeting the Somali community ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/LXS0zgL8oBY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/LXS0zgL8oBY/newsstory.cfm securitieslawclinic@cornell.edu Mon, 23 Nov 2009 6:49:04 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165953 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165953 SEC Sues Kaleta and His Company for Conducting Fraudulent $10 Million Promissory-Note Offering ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Ud-lcx9VJ4A" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Ud-lcx9VJ4A/newsstory.cfm securitieslawclinic@cornell.edu Wed, 18 Nov 2009 11:57:38 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165794 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165794 Foursome targeted elderly with promises of high returns on "green" investments . . .<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/u_UbPbzR0zI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/u_UbPbzR0zI/newsstory.cfm securitieslawclinic@cornell.edu Tue, 17 Nov 2009 11:46:30 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165705 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165705 Boston Provident CFO Sold His Personal Securities to the Hedge Fund at Inflated Prices . . .<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OmNS5LJWZeA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OmNS5LJWZeA/newsstory.cfm securitieslawclinic@cornell.edu Tue, 10 Nov 2009 5:10:12 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165485 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165485 SEC sues Value Line Inc. for $24 million fraudulent scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/nsG7gjCQ2MA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/nsG7gjCQ2MA/newsstory.cfm securitieslawclinic@cornell.edu Wed, 04 Nov 2009 8:43:54 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165171 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165171 The SEC has charged a New York broker for manipulating stock prices through fake press releases and internet postings ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/eiX-RuLi0ss" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/eiX-RuLi0ss/newsstory.cfm securitieslawclinic@cornell.edu Wed, 04 Nov 2009 2:56:49 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165157 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165157 San Francisco Based CFO Passed Along Insider Information to Family and Friends . . .<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ndCGfwpbbVM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ndCGfwpbbVM/newsstory.cfm securitieslawclinic@cornell.edu Tue, 03 Nov 2009 11:27:15 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165130 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165130 SEC obtains order halting an ongoing fraud involving the sale of stock in Amante Corporation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ZV04QW1EqpI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ZV04QW1EqpI/newsstory.cfm securitieslawclinic@cornell.edu Fri, 30 Oct 2009 9:43:32 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165062 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=165062 SEC brings emergency action against Thompson Price Holding Inc. for fraudulent stock offering ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/29SvV_tqC_s" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/29SvV_tqC_s/newsstory.cfm securitieslawclinic@cornell.edu Wed, 28 Oct 2009 11:22:43 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164975 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164975 SEC charges promoter and brokers in real estate investment scheme targeting seniors at free lunch seminars ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Umcu8eDJ5lo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Umcu8eDJ5lo/newsstory.cfm securitieslawclinic@cornell.edu Mon, 26 Oct 2009 5:42:49 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164956 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164956 SEC Suspends Trading in the Securities of Sun Sports and Entertainment Corporation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Kj7eR9bgUeA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Kj7eR9bgUeA/newsstory.cfm securitieslawclinic@cornell.edu Wed, 21 Oct 2009 11:41:48 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164884 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164884 SEC charges HomePals with operating a Ponzi scheme and affinity fraud targeting Haitian-Americans ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/gM1UX20QNns" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/gM1UX20QNns/newsstory.cfm securitieslawclinic@cornell.edu Mon, 19 Oct 2009 6:10:33 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164712 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164712 FINRA Warns Public of Scam Using Fake FINRA Emails in "Phishing" Scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/8Q1CuHrmwfM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/8Q1CuHrmwfM/newsstory.cfm securitieslawclinic@cornell.edu Wed, 07 Oct 2009 6:22:00 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164549 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164549 SEC shuts down $40 million fraud scheme of Illinois money manager William A. Huber ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/nIywA6pSJ_M" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/nIywA6pSJ_M/newsstory.cfm securitieslawclinic@cornell.edu Mon, 05 Oct 2009 6:36:26 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164488 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164488 Court Orders Defendants in an Illegal Foreign Currency Scheme to Pay Investors Back . . .<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/k0zbR9Wb5po" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/k0zbR9Wb5po/newsstory.cfm securitieslawclinic@cornell.edu Fri, 25 Sep 2009 5:59:52 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164226 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164226 SEC sues Tony E. Morrison and Texas Securities Partners LLC for an unregistered oil and gas offering fraud ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/2TPOm_nkLTo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/2TPOm_nkLTo/newsstory.cfm securitieslawclinic@cornell.edu Mon, 21 Sep 2009 3:44:27 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164044 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=164044 SEC Halts $5.2 Million Offering Fraud Perpetrated by Paul D. Poetter ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/aOSnKWxGTn8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/aOSnKWxGTn8/newsstory.cfm securitieslawclinic@cornell.edu Mon, 14 Sep 2009 7:41:48 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163862 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163862 SEC Charges Seattle-Area Biotech, CellCyte Genetics, with Fraudulently Hyping Stem Cell Breakthrough ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5kuy29StoJA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5kuy29StoJA/newsstory.cfm securitieslawclinic@cornell.edu Thu, 10 Sep 2009 5:03:24 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163816 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163816 Sidney and Charlotte Hanson defrauded investors of approximately $32.5 million during the three-year scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/p8Uw01Sj1_4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/p8Uw01Sj1_4/newsstory.cfm securitieslawclinic@cornell.edu Tue, 08 Sep 2009 5:33:27 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163768 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163768 SEC charges New York-based money manager, Philip G. Barry, in $40 million ponzi scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/4tqITdja46A" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/4tqITdja46A/newsstory.cfm securitieslawclinic@cornell.edu Tue, 08 Sep 2009 5:01:25 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163763 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163763 SEC halts fraudulent scheme to inflate the market for Golden Apple stock ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/tOM_TGna8CM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/tOM_TGna8CM/newsstory.cfm securitieslawclinic@cornell.edu Thu, 03 Sep 2009 5:34:17 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163666 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163666 SEC halts fraudulent scheme to inflate the market for Golden Apple stock ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/tOM_TGna8CM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/tOM_TGna8CM/newsstory.cfm securitieslawclinic@cornell.edu Thu, 03 Sep 2009 5:34:17 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163666 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=163666 NEXT Financial Group Fined $1 Million for Supervisory Failures That Led to Churning of Customer Accounts ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/xqBoHhWg1-w" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/xqBoHhWg1-w/newsstory.cfm securitieslawclinic@cornell.edu Thu, 23 Jul 2009 12:58:32 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=162411 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=162411 SEC charges Ameriprise Financial Services in scheme to obtain undisclosed compensation using "revenue sharing" payments ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/MqWtodmXjdI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/MqWtodmXjdI/newsstory.cfm securitieslawclinic@cornell.edu Mon, 13 Jul 2009 12:05:28 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161962 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161962 SEC Charges Sky Capital LLC in Multi-Million Dollar Transatlantic Stock Manipulation Scheme using "no-net sales" policy...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/mKRqwKlmlAY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/mKRqwKlmlAY/newsstory.cfm securitieslawclinic@cornell.edu Wed, 08 Jul 2009 12:34:56 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161869 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161869 SEC Charges Prime Capital Services for fraudulent sales of unsuitable variable annuities to senior citizens ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bRxQfnpPloA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bRxQfnpPloA/newsstory.cfm securitieslawclinic@cornell.edu Tue, 30 Jun 2009 5:55:33 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161707 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161707 SEC charges Dillon Scott Securities for unregistered offering of Gold Rush Technologies ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/LAsNEHkb-nY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/LAsNEHkb-nY/newsstory.cfm securitieslawclinic@cornell.edu Thu, 25 Jun 2009 2:15:18 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161636 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=161636 SEC Charges Attorneys for Fraudulent Legal Opinions Used by Promoters in Pump-and-Dump Scheme<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/-b1t4lF3fdw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/-b1t4lF3fdw/newsstory.cfm securitieslawclinic@cornell.edu Tue, 05 May 2009 2:21:34 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=160302 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=160302 SEC Charges Attorneys for Fraudulent Legal Opinions Used by Promoters in Pump-and-Dump Scheme<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/-b1t4lF3fdw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/-b1t4lF3fdw/newsstory.cfm securitieslawclinic@cornell.edu Tue, 05 May 2009 2:21:34 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=160302 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=160302 Fifth Third Securities fined $1.75 million for unsuitable variable annuity sales, orders restitution, recission ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/KJEoFFu2alM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/KJEoFFu2alM/newsstory.cfm securitieslawclinic@cornell.edu Mon, 20 Apr 2009 6:40:33 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159913 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159913 SEC charges Crossroads Financial Planning and Julia Jarvis with defrauding elderly clients of $2.3 million ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/6lGU-92r4jg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/6lGU-92r4jg/newsstory.cfm securitieslawclinic@cornell.edu Mon, 13 Apr 2009 8:51:46 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159662 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159662 Robert P. Copeland used fictitious names to assign property as collateral for bank notes ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/y2GiNSjnHeE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/y2GiNSjnHeE/newsstory.cfm securitieslawclinic@cornell.edu Thu, 09 Apr 2009 11:25:56 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159543 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159543 Multi-million dollar ponzi scheme targeting members of the Chinese-American community shut down ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/UTTzd7dy5S0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/UTTzd7dy5S0/newsstory.cfm securitieslawclinic@cornell.edu Mon, 06 Apr 2009 9:43:17 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159411 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159411 SEC charges Tacoma, WA, firm in multi-million dollar scam which marketed for funds to help Bolivian widows and orphans ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/aX-9BloCFHo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/aX-9BloCFHo/newsstory.cfm securitieslawclinic@cornell.edu Thu, 02 Apr 2009 1:33:57 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159224 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159224 Millenium Bank's ponzi scheme claiming returns 321% higher than CD's shut down ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rKSLbli9FJY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rKSLbli9FJY/newsstory.cfm securitieslawclinic@cornell.edu Thu, 26 Mar 2009 4:16:34 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159028 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159028 Millenium Bank's ponzi scheme claiming returns 321% higher than CD's shut down ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rKSLbli9FJY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rKSLbli9FJY/newsstory.cfm securitieslawclinic@cornell.edu Thu, 26 Mar 2009 4:16:34 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159028 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=159028 25 firms fined more than $2.1 million for improper mutual fund sales practices ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/gAQSnU_ndjQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/gAQSnU_ndjQ/newsstory.cfm securitieslawclinic@cornell.edu Mon, 23 Mar 2009 6:41:51 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158910 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158910 Jonathan Curshen found liable in trial for inaccurate promotion of Freedom Golf Corporation stock ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/EGetZi4bIM8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/EGetZi4bIM8/newsstory.cfm securitieslawclinic@cornell.edu Thu, 12 Mar 2009 12:00:29 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158722 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158722 SEC seeks asset freeze of Diversified Investment Group and others involved in large-scale real estate fraud ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/nlg8y4VABe0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/nlg8y4VABe0/newsstory.cfm securitieslawclinic@cornell.edu Mon, 09 Mar 2009 8:06:58 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158671 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158671 The SEC is warning investors about con-artists who may use the names of SEC employees to mislead potential victims ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/hfe0buPQ3o0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/hfe0buPQ3o0/newsstory.cfm securitieslawclinic@cornell.edu Mon, 02 Mar 2009 10:31:20 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158285 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158285 Westgate Capital solicited investors with false claims of an almost unbroken eight-year string of monthly investments ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/jQJparQaP6c" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/jQJparQaP6c/newsstory.cfm securitieslawclinic@cornell.edu Thu, 26 Feb 2009 2:05:05 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158186 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158186 SEC obtains an emergency restraining order against Minnesota based Paramount Partners and associated organizations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QV5rYAUFlq4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QV5rYAUFlq4/newsstory.cfm securitieslawclinic@cornell.edu Mon, 23 Feb 2009 2:36:04 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 SEC obtains an emergency restraining order against Minnesota based Paramount Partners and associated organizations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QV5rYAUFlq4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QV5rYAUFlq4/newsstory.cfm securitieslawclinic@cornell.edu Mon, 23 Feb 2009 2:36:04 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 SEC obtains an emergency restraining order against Minnesota based Paramount Partners and associated organizations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QV5rYAUFlq4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QV5rYAUFlq4/newsstory.cfm securitieslawclinic@cornell.edu Mon, 23 Feb 2009 2:36:04 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 SEC obtains an emergency restraining order against Minnesota based Paramount Partners and associated organizations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QV5rYAUFlq4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QV5rYAUFlq4/newsstory.cfm securitieslawclinic@cornell.edu Mon, 23 Feb 2009 2:36:04 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=158029 An injunction was issued against Hawaii-based Billion Coupons, Inc., involving in a Ponzi scheme and misappropriation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/cPVYjxZnQA4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/cPVYjxZnQA4/newsstory.cfm securitieslawclinic@cornell.edu Thu, 19 Feb 2009 3:50:21 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157873 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157873 FINRA announces special arbitration procedure for investors seeking consequential damages related to Auction Rate Securities<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/06f_gfoWVZ4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/06f_gfoWVZ4/newsstory.cfm securitieslawclinic@cornell.edu Wed, 18 Feb 2009 12:40:41 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157762 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157762 SEC charges Quest Holdings and Craig T. Jolly in internet-based fraudulent investment scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JElkkjN00lA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JElkkjN00lA/newsstory.cfm securitieslawclinic@cornell.edu Wed, 11 Feb 2009 5:27:23 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157412 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157412 SEC brings fraud charges against Brian V. Prendergast and obtains emergency relief to stop bank scheme targeting seniors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/25-SP7Jd28Q" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/25-SP7Jd28Q/newsstory.cfm securitieslawclinic@cornell.edu Tue, 10 Feb 2009 11:52:34 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157384 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=157384 Judgment entered against Jeffrey Steven Stone and Janette Diller Stone for artificially inflating stock price ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/YaupFTdyBzA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/YaupFTdyBzA/newsstory.cfm securitieslawclinic@cornell.edu Tue, 27 Jan 2009 7:53:12 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=156620 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=156620 CRE Capital Corp scheme netted at least $25 million from over 120 investors...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/eO0a5Sylskg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/eO0a5Sylskg/newsstory.cfm securitieslawclinic@cornell.edu Wed, 21 Jan 2009 1:14:52 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=156512 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=156512 FINRA Fines Leonard & Co. of Troy, Michgan, for illegal sale of more than two million shares of penny stock ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/2B5J3BQ9uYM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/2B5J3BQ9uYM/newsstory.cfm securitieslawclinic@cornell.edu Wed, 21 Jan 2009 1:05:19 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=156503 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=156503 SEC charges three stock promoters for registration and fraud violations in Beverage Creations, Inc. stock offering ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5mPvjVxL9xc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5mPvjVxL9xc/newsstory.cfm securitieslawclinic@cornell.edu Wed, 24 Dec 2008 9:23:38 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155729 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155729 Oil and gas promotor Star Exploration charged with soliticing funds for dry holes and diverting investor funds...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/7-Ktl6t_lyo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/7-Ktl6t_lyo/newsstory.cfm securitieslawclinic@cornell.edu Wed, 24 Dec 2008 9:13:55 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155724 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155724 FINRA Launches Comprehensive Mutual Fund Expense Analyzer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1Uf7-hSLvh8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1Uf7-hSLvh8/newsstory.cfm securitieslawclinic@cornell.edu Tue, 23 Dec 2008 11:29:49 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155686 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155686 State Securities Regulators Offer Tips to Help Investors Avoid Dishonest Investment Professionals ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/KK-T2q4S1T4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/KK-T2q4S1T4/newsstory.cfm securitieslawclinic@cornell.edu Tue, 23 Dec 2008 11:23:00 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155681 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155681 SEC and MSRB implement new measures to provide transparency for municipal bond investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Vebx_0nxiEU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Vebx_0nxiEU/newsstory.cfm securitieslawclinic@cornell.edu Fri, 12 Dec 2008 5:39:27 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155287 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155287 SEC Charges Bernard L. Madoff for Multi-Billion Dollar Ponzi Scheme<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/VVR5E7XxwQQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/VVR5E7XxwQQ/newsstory.cfm securitieslawclinic@cornell.edu Thu, 11 Dec 2008 9:20:29 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155240 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155240 Birmingham, Alabama Mayor indicted for bribery scheme in connection with municipal bond deals ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/UpgVmZ--8o4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/UpgVmZ--8o4/newsstory.cfm securitieslawclinic@cornell.edu Fri, 05 Dec 2008 7:22:10 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155072 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=155072 Unregistered broker-dealer Blue Square Management, Inc. solicited investments in entirely fictitious ATM management company<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/-zWm9J2GpYo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/-zWm9J2GpYo/newsstory.cfm securitieslawclinic@cornell.edu Tue, 02 Dec 2008 10:47:29 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154829 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154829 Online 'Peer-to-Peer' Lending Service Agrees to $1 Million Penalty<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1P0XpBo1E6I" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1P0XpBo1E6I/newsstory.cfm securitieslawclinic@cornell.edu Tue, 02 Dec 2008 10:35:04 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154824 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154824 State securities regulators reach out to those funding children's schooling and parents' care ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/cgUI4jOYzRY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/cgUI4jOYzRY/newsstory.cfm securitieslawclinic@cornell.edu Tue, 25 Nov 2008 6:51:32 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154766 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154766 4NExchange and executives charged for conducting ponzi scheme through misrepresentations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/LjyspqKn0gs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/LjyspqKn0gs/newsstory.cfm securitieslawclinic@cornell.edu Fri, 21 Nov 2008 10:55:31 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154610 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154610 North Carolina Biltmore Financial CEO defrauded 500 investors and used the money to fund his lavish lifestyle ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rOgvPH9EUc4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rOgvPH9EUc4/newsstory.cfm securitieslawclinic@cornell.edu Mon, 17 Nov 2008 8:50:18 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154474 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154474 Citigroup to reimburse customers affected by brokers overcharging for commissions ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/cORULHf1-0I" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/cORULHf1-0I/newsstory.cfm securitieslawclinic@cornell.edu Fri, 14 Nov 2008 11:52:03 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154462 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154462 SEC charged Jeffrey Laumbattus for defrauding investors through false account statements and misleading comments ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/mB789GjlXvQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/mB789GjlXvQ/newsstory.cfm securitieslawclinic@cornell.edu Wed, 12 Nov 2008 4:26:01 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154424 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154424 AARP and NASAA Launch "Free Lunch Seminar Monitor" Program ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/3s8OJSA20Zw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/3s8OJSA20Zw/newsstory.cfm securitieslawclinic@cornell.edu Wed, 12 Nov 2008 10:06:27 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154399 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154399 AARP and NASAA Launch "Free Lunch Seminar Monitor" Program ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/3s8OJSA20Zw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/3s8OJSA20Zw/newsstory.cfm securitieslawclinic@cornell.edu Wed, 12 Nov 2008 10:06:27 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154399 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154399 Securities Regulators Remind Auction Rate Securities Investors to Contact Firms About Buyback Offers ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/EYv1ZWJgWvk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/EYv1ZWJgWvk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 12 Nov 2008 10:01:21 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154394 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154394 J.P. Turner was fined $250,000 for failing to supervise commissions charged on stock trades ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Fe8wDC0RUq8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Fe8wDC0RUq8/newsstory.cfm securitieslawclinic@cornell.edu Fri, 07 Nov 2008 10:46:39 AM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154178 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154178 Unregistered Broker-Dealer sentenced to 10 Years Ifor scheme that raised more than $1 million from investors....<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/gxuFpxzz9AE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/gxuFpxzz9AE/newsstory.cfm securitieslawclinic@cornell.edu Wed, 05 Nov 2008 2:33:46 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154084 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154084 "The Bottom Line of South Florida" ponzi scheme sold more than $30 million of securities to at least 80 investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Fi-LP5rLvtA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Fi-LP5rLvtA/newsstory.cfm securitieslawclinic@cornell.edu Wed, 05 Nov 2008 2:28:46 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154078 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=154078 Owner of "Strictly Stocks Investment Company" charged with misappropriating funds from retirees for personal use ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/SLOgKZJUiXo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/SLOgKZJUiXo/newsstory.cfm securitieslawclinic@cornell.edu Mon, 27 Oct 2008 7:29:55 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=153445 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=153445 Defendants charged for bribing financial advisor with kickback for purchasing defendants' stock ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/-mx5U8Y2kgs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/-mx5U8Y2kgs/newsstory.cfm securitieslawclinic@cornell.edu Tue, 14 Oct 2008 2:45:13 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=153048 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=153048 Brokers sold variable life policies using subprime mortgage refinancing ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ZvARUkMiH7U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ZvARUkMiH7U/newsstory.cfm securitieslawclinic@cornell.edu Wed, 08 Oct 2008 11:00:25 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152852 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152852 Brokers sold variable life policies using subprime mortgage refinancing ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ZvARUkMiH7U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ZvARUkMiH7U/newsstory.cfm securitieslawclinic@cornell.edu Wed, 08 Oct 2008 11:00:25 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152852 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152852 Judgment Entered Against Southwestern Medical Solutions, Inc. for false press releases regarding FDA approval ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/wxmOvdhhCqQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/wxmOvdhhCqQ/newsstory.cfm securitieslawclinic@cornell.edu Wed, 08 Oct 2008 10:22:49 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152843 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152843 Judgment Entered Against Southwestern Medical Solutions, Inc. for false press releases regarding FDA approval ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/wxmOvdhhCqQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/wxmOvdhhCqQ/newsstory.cfm securitieslawclinic@cornell.edu Wed, 08 Oct 2008 10:22:49 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152843 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152843 CFTC alleges Boca Raton, Florida resident Michael A. Meisner misappropriated commodity pool participants' funds ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/fxuhwbKden0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/fxuhwbKden0/newsstory.cfm securitieslawclinic@cornell.edu Sun, 28 Sep 2008 5:03:22 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152549 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152549 CFTC alleges Boca Raton, Florida resident Michael A. Meisner misappropriated commodity pool participants' funds ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/fxuhwbKden0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/fxuhwbKden0/newsstory.cfm securitieslawclinic@cornell.edu Sun, 28 Sep 2008 5:03:22 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152549 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152549 CFTC alleges Boca Raton, Florida resident Michael A. Meisner misappropriated commodity pool participants' funds ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/fxuhwbKden0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/fxuhwbKden0/newsstory.cfm securitieslawclinic@cornell.edu Sun, 28 Sep 2008 5:03:22 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152549 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152549 Complaint Names Nine in Fraudulent "Pump and Dump" Scheme involving eCarfly, Inc., now known as Market 99, Ltd<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/M1-MjbSmwjE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/M1-MjbSmwjE/newsstory.cfm securitieslawclinic@cornell.edu Sun, 28 Sep 2008 3:18:32 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152544 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152544 Anthony A. James charged with misappropriating at least $5.2 million from at least 44 clients to fund his lavish lifestyle<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1US51GvbhII" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1US51GvbhII/newsstory.cfm securitieslawclinic@cornell.edu Sun, 28 Sep 2008 3:10:35 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152539 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152539 North American Securities Administrators Assoc. cautions against making uninformed, sudden decisions amid Wall Street crisis<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/IHmbmyDNa0I" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/IHmbmyDNa0I/newsstory.cfm securitieslawclinic@cornell.edu Sun, 28 Sep 2008 2:59:09 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152534 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152534 David Rozzano of DeWitt, NY office of MML Investor Services, used customer funds for own benefit ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/qcNVeGoR_zA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/qcNVeGoR_zA/newsstory.cfm securitieslawclinic@cornell.edu Wed, 24 Sep 2008 9:32:48 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152408 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152408 Marc Willis, of Chicago, Illinois, found guilty of after-the-fact reallocation of favorable trades ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Ql4wI0JhD-c" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Ql4wI0JhD-c/newsstory.cfm securitieslawclinic@cornell.edu Wed, 24 Sep 2008 9:11:29 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152403 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152403 David S. Davidson and Lloyd S. Beirne placed phony buy orders to drive up stock in order to profit from subsequent drop ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/XXqQCk-WNEE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/XXqQCk-WNEE/newsstory.cfm securitieslawclinic@cornell.edu Mon, 22 Sep 2008 10:29:47 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152370 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152370 Global Marketing Consultants, LLC sold unregistered "non-depleting custodial" bank accounts...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/x4mIhh7Ub4I" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/x4mIhh7Ub4I/newsstory.cfm securitieslawclinic@cornell.edu Mon, 22 Sep 2008 10:18:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152364 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152364 SEC Issues New Rules to Protect Investors Against Naked Short Selling Abuses ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/VXmGMqGKrLs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/VXmGMqGKrLs/newsstory.cfm securitieslawclinic@cornell.edu Thu, 18 Sep 2008 4:03:37 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152225 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152225 American Energy Resources Corp. sold interests in oil and gas wells through cold call telephone solicitations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/p1rbWf3FSLg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/p1rbWf3FSLg/newsstory.cfm securitieslawclinic@cornell.edu Thu, 18 Sep 2008 3:53:45 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152220 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=152220 SEC alleges Rick J. Boros, a/k/a Vincent Kwiatkowski used investor funds to pay personal debts and family expenses ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5ZrA-h7RcKU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5ZrA-h7RcKU/newsstory.cfm securitieslawclinic@cornell.edu Thu, 11 Sep 2008 9:26:32 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151899 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151899 SEC says repeat offender Donald D. LaBarre raised at least $3.8 million from approximately 250 investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/O_QZp0fUtZM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/O_QZp0fUtZM/newsstory.cfm securitieslawclinic@cornell.edu Mon, 08 Sep 2008 9:31:26 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151825 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151825 Dallas, TX firm Barron Moore expelled, fined for sales of unregistered penny stock iStorage Networks<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/T_betIgmqOg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/T_betIgmqOg/newsstory.cfm securitieslawclinic@cornell.edu Mon, 08 Sep 2008 9:00:18 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151816 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151816 Dallas, TX firm Barron Moore expelled, fined for sales of unregistered penny stock iStorage Networks<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/T_betIgmqOg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/T_betIgmqOg/newsstory.cfm securitieslawclinic@cornell.edu Mon, 08 Sep 2008 9:00:18 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151816 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151816 Brokers accused of falsifying the names of the Auction Rate Securities sold to clients ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/D68KN-qhxHs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/D68KN-qhxHs/newsstory.cfm securitieslawclinic@cornell.edu Thu, 04 Sep 2008 9:37:43 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151680 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151680 George Motz allegedly "cherry-picked" profitable customer trades for hedge fund ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/TLanRak7UTs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/TLanRak7UTs/newsstory.cfm securitieslawclinic@cornell.edu Sat, 30 Aug 2008 9:23:00 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151598 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151598 George Motz allegedly "cherry-picked" profitable customer trades for hedge fund ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/TLanRak7UTs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/TLanRak7UTs/newsstory.cfm securitieslawclinic@cornell.edu Sat, 30 Aug 2008 9:23:00 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151598 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151598 CFTC Task Force investigating and litigating fraud in the off-exchange retail foreign currency (forex) market ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Pe78XdjSJDY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Pe78XdjSJDY/newsstory.cfm securitieslawclinic@cornell.edu Thu, 28 Aug 2008 8:15:52 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151500 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151500 Mark J.P. Boucher settles charges he used investor money to pay a portion of his home mortgage ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/6hmOaDyeoiE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/6hmOaDyeoiE/newsstory.cfm securitieslawclinic@cornell.edu Thu, 28 Aug 2008 8:08:53 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151495 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151495 Royal Forex Management of Dallas made false representations of trading success, used investor funds for personal expenses ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ww-OYC1DCok" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ww-OYC1DCok/newsstory.cfm securitieslawclinic@cornell.edu Mon, 25 Aug 2008 8:26:09 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151433 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151433 Scam raised $428 million from fraudulent and unregistered securities ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/78URRu8ZuBM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/78URRu8ZuBM/newsstory.cfm securitieslawclinic@cornell.edu Mon, 25 Aug 2008 8:18:58 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151428 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151428 Bremerton, Wash.-based GHL Technologies, Inc., and its CEO charged with making a series of false press releases ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/vO9tasAbXlY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/vO9tasAbXlY/newsstory.cfm securitieslawclinic@cornell.edu Sat, 16 Aug 2008 4:21:46 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151302 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151302 Wachovia Securities joins list of securities firms agreeing to buy back Auction Rate Securities ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/yXv4_slaZMo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/yXv4_slaZMo/newsstory.cfm securitieslawclinic@cornell.edu Sat, 16 Aug 2008 4:13:16 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151297 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=151297 Wextrust Capital scheme targeted Orthodox Jewish community, raised $255 million from 1200 investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/y_ih_zjsJ8U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/y_ih_zjsJ8U/newsstory.cfm securitieslawclinic@cornell.edu Mon, 11 Aug 2008 12:30:01 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150995 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150995 Wextrust Capital scheme targeted Orthodox Jewish community, raised $255 million from 1200 investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/y_ih_zjsJ8U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/y_ih_zjsJ8U/newsstory.cfm securitieslawclinic@cornell.edu Mon, 11 Aug 2008 12:30:01 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150995 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150995 UBS to restore approximately $22 billion in liquidity to its customers who invested in auction rate securities ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/sdG7gkqZEww" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/sdG7gkqZEww/newsstory.cfm securitieslawclinic@cornell.edu Sun, 10 Aug 2008 9:03:08 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150959 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150959 Russian manipulated prices of stocks by breaking into the online brokerage accounts of U.S. investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/d1_hNmR5qso" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/d1_hNmR5qso/newsstory.cfm securitieslawclinic@cornell.edu Sun, 10 Aug 2008 8:54:57 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150954 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150954 NY Attorney General Settlement Requires Citigroup to buy back billions of dollars of Auction Rate Securities at full value...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ZFNaszTeALc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ZFNaszTeALc/newsstory.cfm securitieslawclinic@cornell.edu Thu, 07 Aug 2008 11:23:19 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150865 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150865 Massachusetts complaint alleges "particularly egregrious" fraud by Merrill Lynch as to Auction Rate Securities ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5X2STWA9ytc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5X2STWA9ytc/newsstory.cfm securitieslawclinic@cornell.edu Wed, 06 Aug 2008 10:21:25 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150837 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150837 Sean Patrick Martin "cut and pasted" public customer's signature on an asset reallocation form ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/sd8utWVOtMI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/sd8utWVOtMI/newsstory.cfm securitieslawclinic@cornell.edu Tue, 05 Aug 2008 9:12:51 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150820 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150820 SIPC investigating phony emails sent by a supposed "senior investment advisor" claiming to act for an actual SIPC member ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OTLuxH2L2xU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OTLuxH2L2xU/newsstory.cfm securitieslawclinic@cornell.edu Tue, 05 Aug 2008 8:56:34 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150815 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150815 Lexington Resources, Inc. insiders pumped stock price through spam e-mails ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/WzosHat5vAs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/WzosHat5vAs/newsstory.cfm securitieslawclinic@cornell.edu Mon, 04 Aug 2008 9:11:44 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150785 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150785 Texas-based Mark Meyer & Associates issued fraudulent "Universal Lease" investments in Cancun time shares ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/tiZE8QTlFSU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/tiZE8QTlFSU/newsstory.cfm securitieslawclinic@cornell.edu Mon, 04 Aug 2008 9:00:19 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150780 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150780 Texas-based Mark Meyer & Associates issued fraudulent "Universal Lease" investments in Cancun time shares ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/tiZE8QTlFSU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/tiZE8QTlFSU/newsstory.cfm securitieslawclinic@cornell.edu Mon, 04 Aug 2008 9:00:19 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150780 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150780 New Hampshire enacts legislation aimed at misleading senior certifications and professional designations<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1QbqD0g0dP0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1QbqD0g0dP0/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:48:11 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150655 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150655 SEC Obtains Order Halting Alleged Offering Fraud by Purported Alternative Energy Company ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/kSqwqjhpPVk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/kSqwqjhpPVk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:37:20 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150650 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150650 John D. Audifferen of May Davis Group, Inc,. found guilty of freeriding, sharing in customer profits...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1GTrgpgtQ04" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1GTrgpgtQ04/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:30:12 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 John D. Audifferen of May Davis Group, Inc,. found guilty of freeriding, sharing in customer profits...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1GTrgpgtQ04" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1GTrgpgtQ04/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:30:12 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 John D. Audifferen of May Davis Group, Inc,. found guilty of freeriding, sharing in customer profits...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1GTrgpgtQ04" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1GTrgpgtQ04/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:30:12 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 John D. Audifferen of May Davis Group, Inc,. found guilty of freeriding, sharing in customer profits...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1GTrgpgtQ04" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1GTrgpgtQ04/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:30:12 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 John D. Audifferen of May Davis Group, Inc,. found guilty of freeriding, sharing in customer profits...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1GTrgpgtQ04" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1GTrgpgtQ04/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:30:12 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 John D. Audifferen of May Davis Group, Inc,. found guilty of freeriding, sharing in customer profits...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/1GTrgpgtQ04" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/1GTrgpgtQ04/newsstory.cfm securitieslawclinic@cornell.edu Wed, 30 Jul 2008 3:30:12 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=150645 Lawsuit Charges UBS with Deceptively Selling "Auction Rate Securities" to Customers as "Cash Equivalents" ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rtC7vyseM3A" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rtC7vyseM3A/newsstory.cfm securitieslawclinic@cornell.edu Thu, 24 Jul 2008 2:40:06 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 Lawsuit Charges UBS with Deceptively Selling "Auction Rate Securities" to Customers as "Cash Equivalents" ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rtC7vyseM3A" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rtC7vyseM3A/newsstory.cfm securitieslawclinic@cornell.edu Thu, 24 Jul 2008 2:40:06 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 Lawsuit Charges UBS with Deceptively Selling "Auction Rate Securities" to Customers as "Cash Equivalents" ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rtC7vyseM3A" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rtC7vyseM3A/newsstory.cfm securitieslawclinic@cornell.edu Thu, 24 Jul 2008 2:40:06 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 Lawsuit Charges UBS with Deceptively Selling "Auction Rate Securities" to Customers as "Cash Equivalents" ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/rtC7vyseM3A" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/rtC7vyseM3A/newsstory.cfm securitieslawclinic@cornell.edu Thu, 24 Jul 2008 2:40:06 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=107608 "Ruined by 401(k) Predators" article alleges Morgan Stanley brokers deceived Kodak and Xerox retirees ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5MCm3ZAIs_w" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5MCm3ZAIs_w/newsstory.cfm securitieslawclinic@cornell.edu Fri, 04 Jul 2008 10:36:12 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106970 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106970 "Ruined by 401(k) Predators" article alleges Morgan Stanley brokers deceived Kodak and Xerox retirees ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5MCm3ZAIs_w" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5MCm3ZAIs_w/newsstory.cfm securitieslawclinic@cornell.edu Fri, 04 Jul 2008 10:36:12 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106970 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106970 "Ruined by 401(k) Predators" article alleges Morgan Stanley brokers deceived Kodak and Xerox retirees ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5MCm3ZAIs_w" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5MCm3ZAIs_w/newsstory.cfm securitieslawclinic@cornell.edu Fri, 04 Jul 2008 10:36:12 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106970 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106970 Accuses UBS of "profoundly deceptive" sales tactics in auction rate securities ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/21_mLb99yVI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/21_mLb99yVI/newsstory.cfm securitieslawclinic@cornell.edu Fri, 27 Jun 2008 5:35:19 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106896 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106896 Alanar, Inc. a broker-dealer that raised at least $120 million from more than 10,000 investors across the United States ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/jEkhqiJGmKs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/jEkhqiJGmKs/newsstory.cfm securitieslawclinic@cornell.edu Fri, 27 Jun 2008 5:17:53 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106891 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106891 Joshua M. Eudowe used other investors brokerage accounts to increase price of stocks he was selling ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ziFx3Cdgb-k" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ziFx3Cdgb-k/newsstory.cfm securitieslawclinic@cornell.edu Fri, 27 Jun 2008 5:09:45 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106886 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106886 Stephen F. Clifford charged with $3 million elder fraud scam ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/fIEMLf4Yqyc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/fIEMLf4Yqyc/newsstory.cfm securitieslawclinic@cornell.edu Thu, 19 Jun 2008 3:01:56 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106321 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106321 Banc of America mutual fund shareholders reimbursed for illegal market timing ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OBeBmAKal-Q" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OBeBmAKal-Q/newsstory.cfm securitieslawclinic@cornell.edu Thu, 19 Jun 2008 2:53:28 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106316 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106316 Stephen L. Hochberg used investor funds for his own personal expenses and business debts ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/yghReBL3wvs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/yghReBL3wvs/newsstory.cfm securitieslawclinic@cornell.edu Wed, 18 Jun 2008 10:34:19 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106242 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106242 Stephen L. Hochberg used investor funds for his own personal expenses and business debts ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/yghReBL3wvs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/yghReBL3wvs/newsstory.cfm securitieslawclinic@cornell.edu Wed, 18 Jun 2008 10:34:19 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106242 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106242 NASAA Identifies Traps Likely to Burn Investors This Summer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OIPgOSLzo8k" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OIPgOSLzo8k/newsstory.cfm securitieslawclinic@cornell.edu Wed, 18 Jun 2008 10:27:10 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106237 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106237 NASAA Identifies Traps Likely to Burn Investors This Summer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OIPgOSLzo8k" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OIPgOSLzo8k/newsstory.cfm securitieslawclinic@cornell.edu Wed, 18 Jun 2008 10:27:10 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106237 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106237 Ronald K. Bowen falsely claimed he had access to Under Armour IPO shares ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/sAPJym9Y978" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/sAPJym9Y978/newsstory.cfm securitieslawclinic@cornell.edu Mon, 16 Jun 2008 1:11:06 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106164 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106164 Richard Steven Petrell barred for submitting false expense reports ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JKGibUeCkyY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JKGibUeCkyY/newsstory.cfm securitieslawclinic@cornell.edu Mon, 16 Jun 2008 1:00:31 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106159 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106159 Richard Steven Petrell barred for submitting false expense reports ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JKGibUeCkyY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JKGibUeCkyY/newsstory.cfm securitieslawclinic@cornell.edu Mon, 16 Jun 2008 1:00:31 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106159 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106159 Paul Douglas Paratore barred for converting $3,772.71 of a public customer's insurance premiums ,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/FE6F06HY73U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/FE6F06HY73U/newsstory.cfm securitieslawclinic@cornell.edu Mon, 16 Jun 2008 12:57:14 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106154 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106154 Paul Douglas Paratore barred for converting $3,772.71 of a public customer's insurance premiums ,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/FE6F06HY73U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/FE6F06HY73U/newsstory.cfm securitieslawclinic@cornell.edu Mon, 16 Jun 2008 12:57:14 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106154 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106154 Paul Douglas Paratore barred for converting $3,772.71 of a public customer's insurance premiums ,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/FE6F06HY73U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/FE6F06HY73U/newsstory.cfm securitieslawclinic@cornell.edu Mon, 16 Jun 2008 12:57:14 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106154 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106154 Charles Robert Murdough borrowed $25,000 from a public customer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/BVzEx_aZqmg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/BVzEx_aZqmg/newsstory.cfm securitieslawclinic@cornell.edu Wed, 11 Jun 2008 1:49:23 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106069 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106069 Charles Robert Murdough borrowed $25,000 from a public customer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/BVzEx_aZqmg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/BVzEx_aZqmg/newsstory.cfm securitieslawclinic@cornell.edu Wed, 11 Jun 2008 1:49:23 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106069 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106069 National Association of Insurance Commissioners Warns Senior Citizens Of Deceptive Annuity Sales Practices<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/H8pWlYDpW6c" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/H8pWlYDpW6c/newsstory.cfm securitieslawclinic@cornell.edu Wed, 11 Jun 2008 1:41:43 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106064 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=106064 SEC shuts down fraudulent misconduct at North American Clearing, Inc ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/LA2k-kPj_2o" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/LA2k-kPj_2o/newsstory.cfm securitieslawclinic@cornell.edu Fri, 06 Jun 2008 11:12:21 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105936 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105936 Permanent injunction in fraudulent options trading scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/yjraLkiqw94" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/yjraLkiqw94/newsstory.cfm securitieslawclinic@cornell.edu Fri, 06 Jun 2008 11:02:11 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105928 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105928 Defendants manipulated stock price of company with minimal assets or capitalization ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/XC6RRm2koRA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/XC6RRm2koRA/newsstory.cfm securitieslawclinic@cornell.edu Fri, 06 Jun 2008 10:52:57 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105922 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105922 Advance-Fee Scams Using Fake Regulator Web Sites and False Broker Identities ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/uj9B-DvQGWY" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/uj9B-DvQGWY/newsstory.cfm securitieslawclinic@cornell.edu Fri, 06 Jun 2008 10:43:46 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105905 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=105905 Merrill Lynch customers who thought they were investing in "money market" funds to remain frozen for another year ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/4n-GHStK2Xo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/4n-GHStK2Xo/newsstory.cfm securitieslawclinic@cornell.edu Fri, 09 May 2008 8:37:17 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104471 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104471 Defendant claimed investors losses were due to her dyslexia and instead of "going short" she "went long" with a trade ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QaO6dR6Djns" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QaO6dR6Djns/newsstory.cfm securitieslawclinic@cornell.edu Fri, 09 May 2008 8:29:40 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104462 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104462 Defendant claimed investors losses were due to her dyslexia and instead of "going short" she "went long" with a trade ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QaO6dR6Djns" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QaO6dR6Djns/newsstory.cfm securitieslawclinic@cornell.edu Fri, 09 May 2008 8:29:40 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104462 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104462 Defendant claimed investors losses were due to her dyslexia and instead of "going short" she "went long" with a trade ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QaO6dR6Djns" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QaO6dR6Djns/newsstory.cfm securitieslawclinic@cornell.edu Fri, 09 May 2008 8:29:40 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104462 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104462 SEC Stops Multi-Million Dollar Fictitious Currency Trading Program ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/gm9HkVVDt8U" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/gm9HkVVDt8U/newsstory.cfm securitieslawclinic@cornell.edu Thu, 08 May 2008 8:59:44 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104416 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104416 SEC files an emergency action to halt ongoing $30 million hedge fund fraud by an investment adviser located in San Diego ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/s6ZBVvG7biU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/s6ZBVvG7biU/newsstory.cfm securitieslawclinic@cornell.edu Wed, 07 May 2008 3:05:01 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104370 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104370 Paul S. Berliner spread false rumor causing stock to drop so he could profit from short position ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/RYfyn7b_EX4" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/RYfyn7b_EX4/newsstory.cfm securitieslawclinic@cornell.edu Fri, 25 Apr 2008 8:07:20 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104019 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=104019 Susan A. Mann suspended for 10 business days for borrowing $10,000 from a public customer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/k1l-yzn19w0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/k1l-yzn19w0/newsstory.cfm securitieslawclinic@cornell.edu Thu, 24 Apr 2008 8:19:27 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103989 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103989 Susan A. Mann suspended for 10 business days for borrowing $10,000 from a public customer ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/k1l-yzn19w0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/k1l-yzn19w0/newsstory.cfm securitieslawclinic@cornell.edu Thu, 24 Apr 2008 8:19:27 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103989 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103989 FINRA Offers Resources to Guard Against Early Retirement Seminar Scams ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/DLjlKS7daEo" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/DLjlKS7daEo/newsstory.cfm securitieslawclinic@cornell.edu Wed, 23 Apr 2008 8:22:51 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103970 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103970 Stockbroker sold confidential personal information of over 500 of his elderly customers to six different insurance agents ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/lqW4MNRoTxI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/lqW4MNRoTxI/newsstory.cfm securitieslawclinic@cornell.edu Wed, 23 Apr 2008 8:11:14 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103965 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103965 The SEC lists 56 unregistered soliciting entities and affiliated phony agencies or organizations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/oO-JWroBr14" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/oO-JWroBr14/newsstory.cfm securitieslawclinic@cornell.edu Wed, 16 Apr 2008 8:13:24 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103842 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103842 NBC Dateline shows how when insurance agents go into the seniors' homes, it is literally the wolf among the lambs ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/s_tQKRZabBs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/s_tQKRZabBs/newsstory.cfm securitieslawclinic@cornell.edu Fri, 11 Apr 2008 4:58:55 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103708 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103708 SEC Halts Online Account Scheme Using Identities of Craig's List Job Applicants ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/BRjk-hhXtH0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/BRjk-hhXtH0/newsstory.cfm securitieslawclinic@cornell.edu Tue, 08 Apr 2008 11:07:07 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103502 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103502 Jury finds stock promoter liable for the fraudulent promotion of "The Children's Internet" stock....<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/i4XACwk1vPQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/i4XACwk1vPQ/newsstory.cfm securitieslawclinic@cornell.edu Sun, 06 Apr 2008 11:16:43 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103469 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103469 SEC Chairman says equity-indexed annuities can be exceptionally complex and often are unsuitable for senior investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/gguDZdLi2kU" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/gguDZdLi2kU/newsstory.cfm securitieslawclinic@cornell.edu Thu, 03 Apr 2008 7:41:49 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103392 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103392 State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/SnaKr-Vozak" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/SnaKr-Vozak/newsstory.cfm securitieslawclinic@cornell.edu Wed, 02 Apr 2008 1:11:01 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103291 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103291 FINRA Issues Guidance to Investors Caught in ARS Auction Failures ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/xt9wykfNRx8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/xt9wykfNRx8/newsstory.cfm securitieslawclinic@cornell.edu Mon, 31 Mar 2008 10:29:19 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103082 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=103082 Craig H. Reinhard Sold Fictitious Certificates of Deposits to Elderly Investors and Issued Phony Account Statements ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/QnxsrgjjOVM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/QnxsrgjjOVM/newsstory.cfm securitieslawclinic@cornell.edu Thu, 27 Mar 2008 8:15:15 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102688 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102688 Brian Zirnheld sold variable annuity to customers suffering from dementia ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5fOKkjR6hNw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5fOKkjR6hNw/newsstory.cfm securitieslawclinic@cornell.edu Wed, 26 Mar 2008 8:19:36 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102641 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102641 Brian Zirnheld sold variable annuity to customers suffering from dementia ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5fOKkjR6hNw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5fOKkjR6hNw/newsstory.cfm securitieslawclinic@cornell.edu Wed, 26 Mar 2008 8:19:36 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102641 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102641 Brian Zirnheld sold variable annuity to customers suffering from dementia ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/5fOKkjR6hNw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/5fOKkjR6hNw/newsstory.cfm securitieslawclinic@cornell.edu Wed, 26 Mar 2008 8:19:36 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102641 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102641 NASAA, SIPC Offer Answers to Investors Concerned About the Safety of Their Brokerage Accounts ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/P13mAzuSW58" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/P13mAzuSW58/newsstory.cfm securitieslawclinic@cornell.edu Tue, 25 Mar 2008 9:08:43 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102609 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102609 Stock Promoter receives 10-year sentence for Spam-Fueled Pump-and-Dumps ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/GT1_umDOr6M" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/GT1_umDOr6M/newsstory.cfm securitieslawclinic@cornell.edu Thu, 20 Mar 2008 7:02:10 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102367 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102367 Court Orders Former Majority Leader of the Connecticut State Senate, to Pay Over $791,000 ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/oTQPZ9QZvQg" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/oTQPZ9QZvQg/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:55:18 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102281 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102281 FINRA issued an Investor Alert Warning of Using Reverse Mortgages,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bxGRbE8EPZk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bxGRbE8EPZk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:43:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 FINRA issued an Investor Alert Warning of Using Reverse Mortgages,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bxGRbE8EPZk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bxGRbE8EPZk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:43:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 FINRA issued an Investor Alert Warning of Using Reverse Mortgages,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bxGRbE8EPZk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bxGRbE8EPZk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:43:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 FINRA issued an Investor Alert Warning of Using Reverse Mortgages,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bxGRbE8EPZk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bxGRbE8EPZk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:43:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 FINRA issued an Investor Alert Warning of Using Reverse Mortgages,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bxGRbE8EPZk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bxGRbE8EPZk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:43:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 FINRA issued an Investor Alert Warning of Using Reverse Mortgages,,,<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bxGRbE8EPZk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bxGRbE8EPZk/newsstory.cfm securitieslawclinic@cornell.edu Wed, 19 Mar 2008 9:43:42 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=102268 SEC Sues Former "Teach Me to Trade" Workshop Speakers for Securities Fraud ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/EEotiSD47ic" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/EEotiSD47ic/newsstory.cfm securitieslawclinic@cornell.edu Wed, 12 Mar 2008 7:38:02 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101920 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101920 Ohio Court Affirms Convictions, 19-Year Sentence for Scammer of Retirees ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/C-HKM98c454" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/C-HKM98c454/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 1:00:07 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101893 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101893 State Securities Regulators Issue Senior Investor Alert - Highlight "Free Lunch" Seminar Abuse ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OV8pFOqksao" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OV8pFOqksao/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:44:21 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101888 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101888 State Securities Regulators Issue Senior Investor Alert - Highlight "Free Lunch" Seminar Abuse ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/OV8pFOqksao" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/OV8pFOqksao/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:44:21 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101888 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101888 SEC Obtains TRO to Halt Fraudulent Ponzi-like Scheme ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/N3OvScBRmc8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/N3OvScBRmc8/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:41:06 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101883 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101883 FINRA Fines Banc One for Unsuitable Variable Annuity Sales, Inadequate Supervision of Fixed-to-Variable Annuity Exchanges ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/sj-iWqFUnaA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/sj-iWqFUnaA/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:34:20 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101878 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101878 Massachusetts Charges Merrill Lynch in Connection with the Sales of Unsuitable CDOs to the City of Springfield ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/ZhdFr4YQRd8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/ZhdFr4YQRd8/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:30:34 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101873 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101873 SEC Files Civil Action Against VesCor Capital Corp. and Val E. Southwick For Issuing Fraudlent "Promissory Notes" ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/cViPtDY87AQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/cViPtDY87AQ/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:20:38 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101868 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101868 SEC Files Civil Action Against VesCor Capital Corp. and Val E. Southwick For Issuing Fraudlent "Promissory Notes" ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/cViPtDY87AQ" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/cViPtDY87AQ/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:20:38 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101868 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101868 State Securities Regulators Say New Study Clearly Shows Investors View Securities Abitration as Biased and Unfair ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/FS6QHF68SaA" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/FS6QHF68SaA/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:16:40 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101863 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101863 SEC Alleges "Pump and Dump" Market Manipulation by Strategic Management & Opportunity Corporation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/sL9y6bkMn9k" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/sL9y6bkMn9k/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:11:31 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101858 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101858 SEC Alleges "Pump and Dump" Market Manipulation by Strategic Management & Opportunity Corporation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/sL9y6bkMn9k" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/sL9y6bkMn9k/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 12:11:31 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101858 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101858 SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/bCrbPkDXnA8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/bCrbPkDXnA8/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 11:15:05 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101853 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101853 SEC Charges Group of Florida Brokers Stock Manipulation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/cauEYDVAM28" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/cauEYDVAM28/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 10:08:13 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101848 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101848 FINRA Charges Broker for Misappropriating Almost $400,000 from 97-Year-Old Widow and Her Charitable Foundation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JQ-zCLCymEc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JQ-zCLCymEc/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 10:04:00 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101843 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101843 FINRA Charges Broker for Misappropriating Almost $400,000 from 97-Year-Old Widow and Her Charitable Foundation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JQ-zCLCymEc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JQ-zCLCymEc/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 10:04:00 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101843 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101843 SEC Files Complaints Arising from "Viatical Settlement" Fraud Which Raised More than $1 billion from approximately 30,000...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/9And2yLffh0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/9And2yLffh0/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:57:47 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101838 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101838 SEC Files Complaints Arising from "Viatical Settlement" Fraud Which Raised More than $1 billion from approximately 30,000...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/9And2yLffh0" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/9And2yLffh0/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:57:47 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101838 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101838 Boiler Room Boss Gets 12-Plus Years After Pleading Guilty in $6.5M Operation ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JVD8hf2FvwM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JVD8hf2FvwM/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:52:48 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101833 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101833 U.S. Supreme Court Allows Individuals to Sue for 401k Losses ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/2fuf-iOK8WE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/2fuf-iOK8WE/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:45:48 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101824 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101824 U.S. Supreme Court Allows Individuals to Sue for 401k Losses ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/2fuf-iOK8WE" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/2fuf-iOK8WE/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:45:48 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101824 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101824 Oppenheimer & Co. to Pay $4.5M To Settle FINRA Market Timing Charges ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/RaM3eNTeVZs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/RaM3eNTeVZs/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:40:46 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101819 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101819 Oppenheimer & Co. to Pay $4.5M To Settle FINRA Market Timing Charges ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/RaM3eNTeVZs" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/RaM3eNTeVZs/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:40:46 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101819 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101819 SEC Announces Action to Recover Fraudulently Obtained Funds Raised via Sham Securities Offering ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/UJgfA6Q2qu8" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/UJgfA6Q2qu8/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 9:34:53 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101814 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101814 SEC Commences Action Against Illinois Stockbroker for Theft ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/e78PUdeSAqM" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/e78PUdeSAqM/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:58:25 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101797 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101797 Massachusetts-Based Investment Adviser Indicted in Federal Court on Charges of Investment Adviser Fraud and Mail Fraud ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/_SbMV2AoiRk" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/_SbMV2AoiRk/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:53:44 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101792 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101792 NASAA Brings Fraud Prevention Focus to America Saves Week ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/Xe7LPG21xUw" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/Xe7LPG21xUw/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:28:50 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101782 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101782 SEC Charges Individual with Fabricating, Issuing, and Trading Fraudulent Shares<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/VbsQiXYzigc" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/VbsQiXYzigc/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:22:15 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101777 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101777 SEC Charges Six in Multi-Million Dollar Fraud Targeting the Filipino Community, Church Members, and Military...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JtGDxr6Pf-Q" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JtGDxr6Pf-Q/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:14:04 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 SEC Charges Six in Multi-Million Dollar Fraud Targeting the Filipino Community, Church Members, and Military...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JtGDxr6Pf-Q" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JtGDxr6Pf-Q/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:14:04 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 SEC Charges Six in Multi-Million Dollar Fraud Targeting the Filipino Community, Church Members, and Military...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JtGDxr6Pf-Q" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JtGDxr6Pf-Q/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:14:04 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 SEC Charges Six in Multi-Million Dollar Fraud Targeting the Filipino Community, Church Members, and Military...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/JtGDxr6Pf-Q" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/JtGDxr6Pf-Q/newsstory.cfm securitieslawclinic@cornell.edu Tue, 11 Mar 2008 8:14:04 AM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101768 FINRA Settles with Five Firms for Improper Mutual Fund Sales to More than 5,300 Households ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/DSg9hL3D-_w" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/DSg9hL3D-_w/newsstory.cfm securitieslawclinic@cornell.edu Mon, 10 Mar 2008 2:43:10 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101650 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101650 FINRA announced today that it has fined and suspended 16 current and former ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/n_dGDWD3u6E" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/n_dGDWD3u6E/newsstory.cfm securitieslawclinic@cornell.edu Mon, 10 Mar 2008 2:37:40 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101645 FINRA announced today that it has fined and suspended 16 current and former ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/n_dGDWD3u6E" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/n_dGDWD3u6E/newsstory.cfm securitieslawclinic@cornell.edu Mon, 10 Mar 2008 2:37:40 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101645 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101645 Former boy band promoter and Ponzi scheme operator Lou Pearlman confessed to bilking investors of more than $300 million<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/SzCcClPmCic" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/SzCcClPmCic/newsstory.cfm securitieslawclinic@cornell.edu Mon, 10 Mar 2008 2:29:16 PM EDT http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101640 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101640 FINRA Settles with Five Firms for Improper Mutual Fund Sales to More than 5,300 Households ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/J431Ghrk9mI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/J431Ghrk9mI/newsstory.cfm securitieslawclinic@cornell.edu Tue, 04 Mar 2008 1:02:47 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101483 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101483 FINRA Settles with Five Firms for Improper Mutual Fund Sales to More than 5,300 Households ...<img src="http://feeds.feedburner.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~4/J431Ghrk9mI" height="1" width="1"/> http://feedproxy.google.com/~r/CornellLawSchoolSecuritiesLawClinicInvestorProtectionNews/~3/J431Ghrk9mI/newsstory.cfm securitieslawclinic@cornell.edu Tue, 04 Mar 2008 1:02:47 PM EST http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101483 http://www.lawschool.cornell.edu/newsstory.cfm?pageid=101483