tag:blogger.com,1999:blog-37180351837721564932024-11-01T00:42:58.476-07:00FCA - Alternative Instrument IdentifierAii (Alternative Instrument Identifier) is a method of identifying derivative instruments which do not have an ISINAgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comBlogger23125tag:blogger.com,1999:blog-3718035183772156493.post-28397916655801860742023-02-09T11:22:00.005-08:002023-02-09T11:22:56.049-08:00FCA - Technical Specifications - 2023 Technical Standards
Alternative Investment Fund Managers Directive
2014
AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comLondon, UK51.5072178 -0.127586223.196983963821154 -35.2838362 79.817451636178845 35.0286638tag:blogger.com,1999:blog-3718035183772156493.post-80847979666983982562023-02-09T11:20:00.003-08:002023-02-09T11:20:43.417-08:00FCA Handbook 2023 FCA Handbook
High Level Standards
PRIN Principles for Businesses
AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comLondon, UK51.5072178 -0.127586223.196983963821154 -35.2838362 79.817451636178845 35.0286638tag:blogger.com,1999:blog-3718035183772156493.post-1196047163999190622015-06-11T10:50:00.001-07:002015-06-11T10:50:07.033-07:00FCA and FSMA Glossary of Terms (FAQs)
Glossary
accepting deposits
means the regulated activity specified in article 5 of the Regulated Activities Order (Accepting deposits).
accounting reference date
(1) in relation to a company incorporated in the UK under the Companies Acts, means the accounting reference date of that company determined in accordance with section 391 of the Companies Act 2006; and
(2) in relation to any other bodyAgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comtag:blogger.com,1999:blog-3718035183772156493.post-62652140889671425312013-12-30T06:38:00.002-08:002015-06-11T10:30:22.928-07:00How should transactions on Aii markets be reported?
You must report transactions in Aii derivatives in line with our rules and guidance under SUP17 of the FCA Handbook and the technical specification documents issued by your Approved Reporting Mechanism(s) (ARM(s)).
These specify that the Aii elements must be reported as separate fields.
For example: A Vodafone option traded on the NYSE Liffe market will have to be transaction reported by AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comtag:blogger.com,1999:blog-3718035183772156493.post-71376390564308929272013-12-30T06:37:00.000-08:002015-06-11T10:30:22.933-07:00Which exchanges use the Aii code?
MIC CodeFull NameInstrument IdentifierCountry CodeAuthority Name
BATEBATS EUROPE REGULATED MARKETISINGBFCA
BERABOERSE BERLIN (REGULIERTER MARKT)ISINDEBaFin
BERCBOERSE BERLIN (BERLIN SECOND REGULATED MARKET)ISINDEBaFin
BMFMDERIVATIVES REGULATED MARKET - BMFMSISINROCNVM
BONDBOND VISION MARKETISINITCONSOB
BURMBURGUNDY ABISINSEFinansinspektionen
CHIXBATS EUROPE REGULATED MARKETISINGBFCA
AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comtag:blogger.com,1999:blog-3718035183772156493.post-70646595063034216502013-09-01T19:30:00.000-07:002015-06-11T10:30:22.931-07:00 MT 502 Order to Buy or Sell
MT502 Scope
This message is sent by an instructing party, for example, a client,
or its authorised representative, to an executing party, for example,
broker-dealer, or where permitted, directly by an executing party to a
point of execution such as an exchange. It may be used in
broker-to-broker communications.
This message is used to instruct the executing party to buy or sell a given AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comtag:blogger.com,1999:blog-3718035183772156493.post-74851870416863172002013-09-01T19:28:00.003-07:002015-06-11T10:30:22.938-07:00ISO 15022 Data Field Dictionary
Category 3 - Treasury Markets - Foreign Exchange, Money Markets and Derivatives
MT 307 Advice/Instruction of a Third Party FX Deal
MT 321 Instruction to Settle a Third Party Loan/Deposit
MT 370 Netting Position Advice
MT 380 Foreign Exchange Order
MT 381 Foreign Exchange Order Confirmation
Category 5 - Securities Markets
MT 500 Instruction to Register
MT 501 Confirmation of Registration or AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.comtag:blogger.com,1999:blog-3718035183772156493.post-85046666574918300352013-09-01T19:20:00.000-07:002015-06-11T10:38:19.031-07:00Exchange product Code (EPC) - Source for AII Implementation - June 2015 - Part 3
MIC
NAME-INSTITUTION DESCRIPTION
COUNTRY
CITY
WEBSITE
O/S
360T
360T
GERMANY
FRANKFURT
WWW.360T.COM
O
AATS
ASSENT
ATS
UNITED
STATES OF AMERICA
JERSEY
CITY
WWW.SUNGARD.COM
O
ACEX
ACE
DERIVATIVES & COMMODITY EXCHANGE LTD
INDIA
MUMBAI
WWW.ACEINDIA.COM
O
AFET
AGRICULTURAL
FUTURES EXCHANGE OF THAILAND
AgileBloggerhttp://www.blogger.com/profile/04104136727212148679noreply@blogger.com