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		<title>Ease Is Not Necessity: Third Circuit Affirms No Fair Use in Thomson Reuters v. ROSS</title>
		<link>https://patentlyo.com/patent/2026/10/ease-is-not-necessity-third-circuit-affirms-no-fair-use-in-thomson-reuters-v-ross.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Thu, 01 Oct 2026 23:04:15 +0000</pubDate>
				<category><![CDATA[Copyright]]></category>
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					<description><![CDATA[<p>Third Circuit affirms no fair use in Thomson Reuters v. ROSS: intermediate copying requires necessity, and generative AI is left for another case.</p>
<p><a href="https://patentlyo.com/patent/2026/10/ease-is-not-necessity-third-circuit-affirms-no-fair-use-in-thomson-reuters-v-ross.html" rel="nofollow">Continue reading this post on Patently-O.</a></p>
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										<content:encoded><![CDATA[<div class="mp_wrapper">
  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p>The Third Circuit has affirmed partial summary judgment that ROSS Intelligence infringed Thomson Reuters's copyrights when it used Westlaw headnotes to train a competing AI legal search tool. <a href="https://www2.ca3.uscourts.gov/opinarch/252153p.pdf"><i>Thomson Reuters Enterprise Centre GmbH v. ROSS Intelligence Inc.</i></a>, No. 25-2153 (3d Cir. Sept. 29, 2026).</p>
<p>Judge Bibas held as a matter of law that ROSS infringed 2,243 headnotes and that the copying was not fair use. He then certified two questions for immediate appeal: whether the headnotes are original, and whether ROSS's use was fair. The Third Circuit answered both for Thomson Reuters in an opinion by Judge Montgomery-Reeves. What remains for trial in Delaware is whether some of those copyrights have expired, the claims on the remaining headnotes, and damages. I previously wrote about <a href="https://patentlyo.com/patent/2025/02/sculptors-headnotes-protection.html">Judge Bibas's decision</a> (Feb. 11, 2025) and <a href="https://patentlyo.com/patent/2025/09/headnote-thomson-reuters.html">ROSS's opening brief on appeal</a> (Sept. 23, 2025).</p>
<p>ROSS never showed a headnote to its users. The headnotes were copied and used to write AI training memos, and the finished tool returned only passages from judicial opinions. ROSS argued that this sort of intermediate copying is fair use under cases like <i>Google LLC v. Oracle America, Inc.</i>, 593 U.S. 1 (2021). The court disagreed. In its reading, those cases turn on necessity, and ROSS already had the opinions and copied the headnotes because that was easier. "Unlike necessity, ease is not a justification for copying." The court called the dispute "no more than an ordinary copyright case" and set generative AI aside in a footnote responding to the Trump Administration's recent statement of interest in the OpenAI litigation.</p>
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		<title>Clear but Impossible: Satius v. Samsung Moves Inoperable Claims from Indefiniteness to Enablement</title>
		<link>https://patentlyo.com/patent/2026/10/clear-but-impossible-satius-v-samsung-moves-inoperable-claims-from-indefiniteness-to-enablement.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Thu, 01 Oct 2026 15:10:38 +0000</pubDate>
				<category><![CDATA[Patent]]></category>
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					<description><![CDATA[<p>Satius v. Samsung: a claim reciting an impossible alternative is definite, but the Federal Circuit holds it invalid for lack of enablement under Amgen.</p>
<p><a href="https://patentlyo.com/patent/2026/10/clear-but-impossible-satius-v-samsung-moves-inoperable-claims-from-indefiniteness-to-enablement.html" rel="nofollow">Continue reading this post on Patently-O.</a></p>
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										<content:encoded><![CDATA[<div class="mp_wrapper">
  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p>The Federal Circuit has affirmed invalidity of Satius's wireless-coupler patent, but on a different ground than the district court. <i><a href="https://www.cafc.uscourts.gov/opinions-orders/25-1446.OPINION.10-1-2026_2764674.pdf">Satius Holding, LLC v. Samsung Electronics Co.</a></i>, No. 2025-1446 (Fed. Cir. Oct. 1, 2026). Claim 1 of U.S. Patent No. 6,711,385 recites an apparatus "for transmitting electric or electromagnetic signals over air." Everyone agrees the first option is impossible: electromagnetic signals travel through air; electric signals do not. Magistrate Judge Burke (D. Del.) held the claims indefinite on that basis. Chief Judge Moore's opinion for the panel (joined by Judges Lourie and Hughes) rejects that reasoning, holding that a claim can be clear about its scope even when part of that scope is physically impossible. The court then held the claims invalid for lack of enablement, an issue the district court had found waived.</p>
<p><img class="aligncenter size-full wp-image-49925" src="https://patentlyo.com/media/2026/10/satius-385-fig2.png" alt="Figure 2 of U.S. Patent No. 6,711,385, showing a transmitter connected to an air-core transformer coupler and antenna" width="900" height="650" /></p>
<p>Judge Hughes previewed the result at <a href="https://scotusgate.com/oral_argument.php?case=25-1446_07092026">oral argument</a>: "If I claim the transporter from Star Trek, everybody knows what I'm claiming. It's impossible. But it's impossible because it's not enabled, not because it's indefinite." The panel's precedential opinion adopts that view.</p>
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		<title>Method or Molecule: Judge Dyk Dissents from En Banc Denial in Teva v. Lilly</title>
		<link>https://patentlyo.com/patent/2026/09/method-or-molecule-judge-dyk-dissents-from-en-banc-denial-in-teva-v-lilly.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Thu, 01 Oct 2026 02:47:05 +0000</pubDate>
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					<description><![CDATA[<p>Federal Circuit denies en banc review in Teva v. Lilly over Judge Dyk's dissent, leaving method claims to an antibody genus intact after Amgen.</p>
<p><a href="https://patentlyo.com/patent/2026/09/method-or-molecule-judge-dyk-dissents-from-en-banc-denial-in-teva-v-lilly.html" rel="nofollow">Continue reading this post on Patently-O.</a></p>
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										<content:encoded><![CDATA[<div class="mp_wrapper">
  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p>The Federal Circuit has <a href="https://www.cafc.uscourts.gov/opinions-orders/24-1094.ORDER.9-30-2026_2764316.pdf">denied rehearing en banc</a> in <i>Teva v. Eli Lilly</i>, leaving in place Judge Prost's April decision reinstating Teva's $177 million jury verdict against Lilly over its migraine drug Emgality. <a href="https://www.cafc.uscourts.gov/opinions-orders/24-1094.OPINION.4-16-2026_2677411.pdf"><i>Teva Pharms. Int'l GmbH v. Eli Lilly &amp; Co.</i>, 172 F.4th 1367 (Fed. Cir. 2026)</a>. Judge Dyk dissented, writing that the panel decision "creates confusion as to the enablement standards for method claims" and is contrary to <a href="https://www.law.cornell.edu/supremecourt/text/21-757"><i>Amgen Inc. v. Sanofi</i>, 598 U.S. 594 (2023)</a>. In <i>Amgen</i>, the Supreme Court held that claims to an entire class of antibodies, defined only by their ability to bind a cholesterol-regulating protein called PCSK9 and block its activity, were not enabled.</p>
<p><img class="aligncenter wp-image-49895 " src="https://patentlyo.com/media/2026/09/teva-045-fig1-murine-antibodies.jpg" alt="FIG. 1 of Teva U.S. Patent No. 8,586,045, a table of binding data for 12 murine anti-CGRP antibodies" width="600" height="283" /></p>
<p>Patently-O has followed this case since the <a href="https://patentlyo.com/patent/2024/04/enablement-description-antibody.html">2024 appeal briefing</a>. <a href="https://patentlyo.com/patent/2026/04/extra-credit-not-required-teva-v-lilly-and-the-limits-of-amgens-reach.html">The April post</a> focused on the panel's reasoning, and the <a href="https://patentlyo.com/patent/2026/07/the-en-banc-queue-for-july-2026.html">July post on Lilly's <i>en banc</i></a> petition.</p>
<p>The claims cover a method of "treating headache in a human" by administering "an effective amount of an anti-CGRP antagonist antibody" that is a "humanized monoclonal antibody." CGRP is a protein associated with migraine pain, and both Teva's Ajovy and Lilly's Emgality are antibodies that block it. The specification disclosed one humanized antibody within that genus (G1, Ajovy's active ingredient). It also described twelve mouse antibodies (shown in the figure above), which the panel viewed as just a routine humanization step away from the claimed genus. The panel assumed, for argument's sake, that making and humanizing every anti-CGRP antagonist antibody would take undue experimentation. Even with that assumption, it reversed the JMOL of non-enablement, reasoning that the claims recite only the <i>use</i> of the antibodies to treat headache, that anti-CGRP antagonist antibodies were already well known and humanizing them was routine, and that the specification taught that all of them treat headache.</p>
<p>Judge Dyk thought the method-versus-antibody distinction does no work: "Claiming a method of use that depends on a recited component cannot excuse the enablement requirement of the component."</p>
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		<title>One Determination, Two Clocks: Crocs Asks the Supreme Court to Fix ITC Appeal Deadlines</title>
		<link>https://patentlyo.com/patent/2026/09/one-determination-two-clocks-crocs-asks-the-supreme-court-to-fix-itc-appeal-deadlines.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Tue, 29 Sep 2026 18:53:19 +0000</pubDate>
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					<description><![CDATA[<p>Crocs asks the Supreme Court whether one ITC determination can start two appeal clocks after the Federal Circuit dismissed its appeal as late.</p>
<p><a href="https://patentlyo.com/patent/2026/09/one-determination-two-clocks-crocs-asks-the-supreme-court-to-fix-itc-appeal-deadlines.html" rel="nofollow">Continue reading this post on Patently-O.</a></p>
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										<content:encoded><![CDATA[<div class="mp_wrapper">
  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p>Crocs has asked the Supreme Court to decide when a single agency decision (by the ITC) becomes final for purposes of appeal. <a href="https://www.supremecourt.gov/DocketPDF/26/26-421/425549/20260924141711340_Crocs--Petition%2009-24%20rtf.pdf"><i>Crocs, Inc. v. International Trade Commission</i>, No. 26-421</a>. The underlying dispute is an ITC trademark fight over knock-off Classic Clogs, but the Federal Circuit never reached Crocs's loss against the three respondents who actually litigated (Hobby Lobby, Orly Shoe, and Amoji). Writing for the panel, Judge Stoll held that Crocs's appeal of that no-violation finding came 39 days late, even though Crocs filed within 60 days after the same Commission determination became final as to the exclusion order. <a href="https://www.cafc.uscourts.gov/opinions-orders/24-1300.OPINION.1-8-2026_2629793.pdf"><i>Crocs, Inc. v. ITC</i>, 163 F.4th 1374 (Fed. Cir. 2026)</a>. The full court <a href="https://patentlyo.com/media/2026/09/crocs-v-itc-en-banc-denial.pdf">denied rehearing en banc</a> in April without noted dissent.</p>
<p><img class="aligncenter wp-image-49881 " src="https://patentlyo.com/media/2026/09/crocs-328-3d-mark.jpg" alt="Drawing of Crocs 3D trademark, Reg. No. 5,149,328" width="266" height="213" /></p>
<p><b>The question presented</b>: Whether an agency disposition is final as to some issues, thus triggering deadlines for judicial review, while other issues decided in the same disposition remain subject to further executive or administrative review.</p>
<p>Crocs identifies a circuit split: the D.C. and Fourth Circuits treat an agency order as final all at once, while the Ninth Circuit and now the Federal Circuit allow issue-by-issue finality. The Solicitor General's response is <a href="https://www.supremecourt.gov/docket/docketfiles/html/public/26-421.html">due October 28</a>. This is Crocs's second trip to the Court in about a year; its <a href="https://patentlyo.com/patent/2025/08/patented-becomes-advertising.html">petition on "patented" as false advertising</a> was denied in October 2025.</p>
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		<title>Tie Goes to the Applicant: The USPTO&#8217;s SMED Flowchart</title>
		<link>https://patentlyo.com/patent/2026/09/tie-goes-to-the-applicant-the-usptos-smed-flowchart.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Tue, 29 Sep 2026 18:46:59 +0000</pubDate>
				<category><![CDATA[Patent]]></category>
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		<category><![CDATA[Section 101]]></category>
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					<description><![CDATA[<p>A new USPTO memo adds a flowchart for reviewing Subject Matter Eligibility Declarations, a SMED filing code, and a nod to disinterested declarants.</p>
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										<content:encoded><![CDATA[<div class="mp_wrapper">
  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p>USPTO Director John Squires issued another memorandum on Subject Matter Eligibility Declarations (SMEDs) today: <a href="https://www.uspto.gov/sites/default/files/documents/smeds-memo-20260929.pdf"><i>Subject Matter Eligibility Declarations (SMEDs) under 37 CFR 1.132: Flowchart for Analysis and Best Practices</i></a> (Sept. 29, 2026). The four-page memo is styled as an addendum to the <a href="https://www.uspto.gov/sites/default/files/documents/smeds-application-practitioners-4302026.pdf">April 30, 2026 best-practices memo</a> and comes with a two-page <a href="https://www.uspto.gov/sites/default/files/documents/smeds-flowchart.pdf">flowchart</a> tracing how an examiner should evaluate a SMED, first for formal compliance and then on the merits, along with five best practices for applicants. The memo says it "does not announce any new USPTO practice or procedure," and for the most part that is accurate. Nearly every box on the flowchart points to an existing MPEP section.</p>
<p><a href="https://patentlyo.com/media/2026/09/smed-flowchart-merits.jpg"><img class="aligncenter wp-image-49889" src="https://patentlyo.com/media/2026/09/smed-flowchart-merits.jpg" alt="USPTO flowchart, Evaluating SMEDs Part 2: Review on the Merits" width="600" height="464" /></a></p>
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		<title>This Is Not a Feature Vector: Zentian v. Apple</title>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Tue, 29 Sep 2026 00:46:42 +0000</pubDate>
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					<description><![CDATA[<p>Federal Circuit affirms cancellation of Zentian's speech-recognition patent, rejecting a Magritte analogy that codewords aren't feature vectors.</p>
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										<content:encoded><![CDATA[<div class="mp_wrapper">
  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p>The Federal Circuit has affirmed the PTAB's cancellation of all six claims of Zentian's speech-recognition patent in a short nonprecedential opinion. <a href="https://www.cafc.uscourts.gov/opinions-orders/24-2205.OPINION.9-25-2026_2761467.pdf"><i>Zentian Ltd. v. Apple Inc.</i>, No. 2024-2205 (Fed. Cir. Sept. 25, 2026)</a>.</p>
<p><img class="aligncenter wp-image-49878 size-full" src="https://patentlyo.com/media/2026/09/cecinestpasunepipe.png" alt="" width="1222" height="901" /></p>
<p><b>Vector quantization:</b> Jiang computes a feature vector for each short frame of audio, then swaps it for the closest entry in a codebook built in advance from training data. The codeword is itself a multi-component vector, a stand-in for a whole cluster of similar feature vectors. The swap gives up a little precision to save a lot of computation.</p>
<p><a href="https://patents.google.com/patent/US10062377">U.S. Patent No. 10,062,377</a> covers a speech-recognition system that splits the work across separate devices. The first device slices incoming audio into short time frames and converts each frame into a "feature vector," a set of numbers that places that sound as a point in N-dimensional space. A second device calculates the "distance" between each feature vector and the states of an acoustic model, and a third uses those distances (with Hidden Markov Models or neural networks and a lexical tree of words) to identify what was said.  The whole appeal turned on one term: "feature vector." Claim 1 requires requires word identification using distances "calculated from a first feature vector."</p>
<p>Apple's lead reference (<a href="https://patents.google.com/patent/US6374219B1/en">Jiang</a>) calculates those distances from vector-quantized "codewords" instead. The patentee Zentian argued that a codeword is not a feature vector. The Board and the court disagreed, relying mostly on the claim's own definition of a feature vector as comprising "extracted and/or derived quantities from said digital audio stream."</p>
<p>The case itself is largely a mill run, but it includes an interesting invocation of René Magritte's 1929 painting <a href="https://collections.lacma.org/node/239578"><i>The Treachery of Images</i></a>, the beautifully rendered tobacco pipe over the caption "<em>Ceci n'est pas une pipe</em>." In Zentian's words: "Just as a painting of a pipe is not a pipe, 'representations' of feature vectors are not feature vectors." Apple answered with a pipe analogy of its own -- that the prior art codeword was like "choosing one pipe to represent a group of similar pipes." Their point -- that the court accepted -- was that a codeword isn't a painting of a feature vector. Rather, It's a real feature vector picked from the codebook to stand in for a cluster of similar ones.</p>
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		<title>Who Owns Mind Reading?</title>
		<link>https://patentlyo.com/patent/2026/09/who-owns-mind-reading.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Mon, 28 Sep 2026 01:56:50 +0000</pubDate>
				<category><![CDATA[Patent]]></category>
		<category><![CDATA[Patentable Subject Matter]]></category>
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					<description><![CDATA[<p>Texas, UCSF, Siemens, and a London startup are staking patent claims on brain-to-text decoding. Older patents already cover pieces of the path.</p>
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										<content:encoded><![CDATA[<p>by Dennis Crouch</p>
<p>Back in May 2023 I wrote a short post about the University of Texas study that used a GPT-style language model to reconstruct the gist of stories from fMRI scans (<a href="https://patentlyo.com/patent/2023/05/api-human-mind.html">An API for the Human Mind</a>, May 6, 2023). What I did not know at the time was that the UT System had already filed a provisional application on the method a full year earlier, fourteen months before the <a href="https://www.nature.com/articles/s41593-023-01304-9">Nature Neuroscience paper</a>. The resulting non-provisional application published as <a href="https://patents.google.com/patent/US20250068841A1/en">US 2025/0068841 A1</a>, titled &#8220;<em>Decoding Language from Non-Invasive Brain Recordings</em>,&#8221; naming Alexander Huth and Jerry Tang as inventors. It allowed on the first action in June 2026, without a single rejection. Texas paid the issue fee on September 18, so a patent should issue later this fall. No continuation in the record yet, but I expect they&#8217;ll file one.</p>
<p>The basic idea here is that different words and ideas produce different patterns of neural activity across the brain, and fMRI can measure those patterns (via bloodflow) while a person listens to a story. Huth and Tang first trained an &#8220;encoding model&#8221; on many hours of scans.  Decoding then runs in the opposite direction.  A GPT-style language model proposes candidate word sequences; the encoding model predicts the brain activity each candidate should produce; and the system keeps the candidates whose predictions best match the actual scan. Repeat that word by word and the output is a running paraphrase of what the subject heard or imagined.  Ultimately, this results in the decoded output capturing the gist of the thought rather than exact wording.</p>
<p><a href="https://patents.google.com/patent/US20250068841A1/en"><img decoding="async" class="aligncenter size-full wp-image-49859" src="https://patentlyo.com/media/2026/09/huth-tang-fig4-language-reconstruction.png" alt="FIG. 4 of US 2025/0068841 A1: a language model proposes continuations, an encoding model predicts the brain response to each, and the predictions are compared against measured voxel activity." width="1400" height="1028" /></a></p>
<p><span id="more-49860"></span></p>
<p>Huth and Tang&#8217;s specification includes a section titled &#8220;Privacy Implications&#8221; explaining that their approach does not read unrestricted thoughts. But, there are an increasing number of researchers and companies staking out pieces of the path from brain signal to semantic representation to language model to text. In potentially revolutionary fields like this, there are often early precursors whose patent rights expire before commercialization. An example is Huth&#8217;s own doctoral advisor (<a href="https://gallantlab.org/">Jack Gallant</a>) whose patent recently expired for failure to pay a maintenance fee.</p>
<p>The published claim 1 is not simply &#8220;mind reading.&#8221; The claim recites a computer-implemented beam search:</p>
<ul>
<li>receive N word-sequence hypotheses;</li>
<li>have a language model propose K continuation words for each;</li>
<li>convert each of the N*K continuations, using an &#8220;encoding model,&#8221; into a predicted brain response across L measured brain regions or sensors;</li>
<li>compare those predictions against the subject&#8217;s actual brain measurement for the current time period;</li>
<li>keep the top N;</li>
<li>repeat; and</li>
<li>output a series of words.</li>
</ul>
<p>Claim 14 separately covers building the encoding model itself, mapping neural-language-model word embeddings into voxel space. The dependent claims add fMRI (claim 2) and fNIRS (claim 3), and claim 5 covers a subject who &#8220;receives the stimulus by thinking, reading, or listening.&#8221;</p>
<p>As you might expect in the patent system, the claims go well beyond what they demonstrated in the academic paper. <a href="https://www.nature.com/articles/s41593-023-01304-9">Tang et al.</a>, 26 Nature Neuroscience 858 (2023), trained on three subjects, each scanned for 16 hours while listening to stories, and worked only with fMRI. The claims cover fNIRS and a &#8220;different sensor.&#8221; The specification&#8217;s own privacy section reports that decoders trained on other people&#8217;s brains performed &#8220;barely above chance&#8221; and concludes that &#8220;subject cooperation remains necessary for decoder training.&#8221;</p>
<p>Gallant&#8217;s lab (mentioned above) filed a provisional in March 2009 that eventually issued as <a href="https://patents.google.com/patent/US9451883B2/en">U.S. Patent No. 9,451,883</a>, &#8220;Apparatus and Method for Decoding Sensory and Cognitive Information from Brain Activity.&#8221; Huth is not a named inventor, although his 2012 Neuron paper on semantic maps is cited as a reference. Claim 1 of that patent uses a similar encoding-model architecture: acquire training brain data; convert it into encoding-model parameters over &#8220;linearizing feature spaces&#8221;; build a &#8220;decoding database&#8221; of candidate items; generate a predicted brain activity signal for each item; compute the probability that a new scan corresponds to each prediction; select the best item; and reconstruct the stimulus.</p>
<p>Siemens has another similar patent that I was able to find. <a href="https://patents.google.com/patent/US10856815B2/en">U.S. Patent No. 10,856,815</a>, &#8220;Generating Natural Language Representations of Mental Content from Functional Brain Images,&#8221; associated with the &#8220;universal decoder&#8221; project discussed in <a href="https://www.nature.com/articles/s41467-018-03068-4">Pereira et al.</a>, 9 Nat. Commun. 963 (2018). The government holds a confirmatory license through the Air Force, which funded the research. Claim 1 recites capturing fMRI data while a subject is exposed to training text that has been assigned semantic vectors; decomposing the images into a weighted set of &#8220;basis images&#8221;; mapping those weights to the dimensions of the semantic vector; decoding a semantic vector for a new scan; and &#8220;generating a text output based on the decoded semantic vector.&#8221; In 2008 Mitchell and Just were able to predict fMRI activation for concrete nouns from a text corpus (<a href="https://www.cs.cmu.edu/~tom/pubs/science2008.pdf">Mitchell et al.</a>, 320 Science 1191 (2008)), but I didn&#8217;t find a patent filing on point.</p>
<p>I also did some digging and found a 1967 Air Force research publication in which volunteers were trained to switch their brain alpha rhythms on and off (using eye movements) and then used that switch to send Morse code through an EEG. E.M. Dewan, <a href="https://doi.org/10.1038/214975a0"><i>Occipital Alpha Rhythm Eye Position and Lens Accommodation</i></a>, 214 Nature 975 (1967). I&#8217;m not sure why they waited so long, but the Air Force roughly patented the concept in 2003 (<a href="https://image-ppubs.uspto.gov/dirsearch-public/print/downloadPdf/6529773">U.S. Patent No. 6,529,773</a>). The &#8216;773 patent claims a &#8220;mentally controlled optical communication system&#8221; in which the user&#8217;s altered alpha waves spell out Morse code and switch on a light transmitter. The specification incorporates the 1967 Nature paper by reference and quotes Martin Caidin&#8217;s 1968 novel <i>The God Machine</i> on Dewan&#8217;s &#8220;alpha adepts.&#8221;</p>
<p><b>Eligibility and the mental process irony.</b> Section 101 excludes &#8220;mental processes,&#8221; meaning claims that could be performed in the human mind. Although these are claims about reading thoughts, none of them can be performed in the human mind.</p>
<p><b>The privacy question.</b> Patent claims say what a decoder does with a brain signal. They say nothing about whose signal it is or who may use the output, and legislators have started to fill that gap. <a href="https://leg.colorado.gov/bills/hb24-1058">Colorado</a> and <a href="https://leginfo.legislature.ca.gov/faces/billTextClient.xhtml?bill_id=202320240SB1223">California</a> amended their consumer privacy statutes in 2024 to treat &#8220;neural data&#8221; as sensitive information. In September 2025, Senators Schumer, Cantwell, and Markey introduced the <a href="https://www.congress.gov/119/bills/s2925/BILLS-119s2925is.htm">MIND Act</a>, S. 2925, which would direct the FTC to study the governance of &#8220;information obtained by measuring the activity of an individual&#8217;s central or peripheral nervous system through the use of neurotechnology&#8221; and report to Congress within a year. It would also bar federal agencies from buying or operating neurotechnology inconsistent with forthcoming OMB guidance. But the MIND Act is not becoming law this session.</p>
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		<title>Before Lowell: The Patent System’s Early Rejection of Moral Judgment</title>
		<link>https://patentlyo.com/patent/2026/09/before-lowell-the-patent-systems-early-rejection-of-moral-judgment.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Wed, 23 Sep 2026 16:00:43 +0000</pubDate>
				<category><![CDATA[Patent]]></category>
		<category><![CDATA[paid]]></category>
		<guid isPermaLink="false">https://patentlyo.com/?p=49846</guid>

					<description><![CDATA[<p>In 1812 the Attorney General barred refusing patents on moral grounds, five years before Lowell v. Lewis. The patent issued ten days later.</p>
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  <div class="mepr-unauthorized-excerpt">
    <p>by Dennis Crouch</p>
<p><img class="size-full wp-image-49844 aligncenter" src="https://patentlyo.com/media/2026/09/pinkney-1812-moral-grounds-opinion.png" alt="Attorney General opinion of March 22, 1812" width="640" /></p>
<p>A fundamental aspect of the U.S. patent system is its lack of moral judgment.</p>
<p>I am doing research for a separate project that involves reading a large number of old documents. Today I came across an interesting 1812 memo from Attorney General William Pinkney to the Secretary of State (James Monroe) concluding that the government could not refuse a patent to a man it considered a moral bad actor. James McDonald had applied for a patent on a brick-making machine, and the Department of State (which then housed the Patent Office) apparently wanted to say no because of McDonald's conduct. Pinkney answered the next day, in two sentences: "however desirable it may be to refuse the patent, and exceptionable as the conduct of the applicant would seem to be upon moral grounds, the Department of State has no discretion to decline to issue the patent as applied for," so long as the statutory oath, specification, and model requirements were satisfied. Patents for Inventions, <a href="https://archive.org/details/officialopinion02attogoog">1 Op. Att'y Gen. 170</a> (1812). Ten days later, McDonald's patent issued.</p>
<p>So far as I have found, this is the earliest statement by an American official that the government has no power to withhold a patent on moral grounds. One reason it is interesting is its timing. It came five years before Justice Story's famous charge in <i><a href="https://law.resource.org/pub/us/case/reporter/F.Cas/0015.f.cas/0015.f.cas.1018.2.pdf">Lowell v. Lewis</a></i>, 15 F. Cas. 1018 (C.C.D. Mass. 1817) (No. 8,568), the decision that serves as the origin of the moral utility doctrine. <i>See</i> Margo A. Bagley, <a href="https://scholarship.law.wm.edu/wmlr/vol45/iss2/3">Patent First, Ask Questions Later: Morality and Biotechnology in Patent Law</a>, 45 Wm. &amp; Mary L. Rev. 469 (2003) (crediting Story with the doctrine's first articulation). The last citation I found recognizing the moral aspect of the AG's memo is in Robinson's 1890 treatise: "That a patent cannot be withheld on moral grounds, see Opinion Atty. Gen. (1812), 1 Op. At. Gen. 170." 2 William C. Robinson, The Law of Patents for Useful Inventions § 583 n.2, at 206 (1890).</p>
<p>To be clear, the moral questions can be distinguished. <i>Lowell</i> is about the invention. Story read the statutory word "useful" to exclude inventions "injurious to the well-being, good policy, or sound morals of society," and his examples were an invention to poison people, promote debauchery, or facilitate private assassination. Pinkney's memo is about the inventor. Nobody thought a brick machine was immoral; the objection was to McDonald's conduct. Still, I see the two in the same vein. Both reflect an early reluctance to make the grant stage a forum for moral judgment. Pinkney said the Department had no discretion at all and left the patent's efficacy to the courts. Story used his morality language as a narrow floor while rejecting a broader utility test, stating that an invention of little value "will silently sink into contempt and disregard." <i>See also</i> <i><a href="https://law.resource.org/pub/us/case/reporter/F3/185/185.F3d.1364.98-1379.html">Juicy Whip, Inc. v. Orange Bang, Inc.</a></i>, 185 F.3d 1364 (Fed. Cir. 1999).</p>
<p><img class="size-full wp-image-49845 aligncenter" src="https://patentlyo.com/media/2026/09/juicy-whip-patent-fig1.png" alt="Fig. 1 of U.S. Patent No. 5,575,405" width="420" /></p>
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		<title>RCEs Are Rising Again: But Applicant Behavior Isn’t the Main Cause</title>
		<link>https://patentlyo.com/patent/2026/09/rces-are-rising-again-but-applicant-behavior-isnt-the-main-cause.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Wed, 23 Sep 2026 12:04:26 +0000</pubDate>
				<category><![CDATA[Patent]]></category>
		<category><![CDATA[USPTO News]]></category>
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					<description><![CDATA[<p>RCE filings are rising again, driven largely by more USPTO final rejections, with the end of AFCP 2.0 also playing a role despite higher fees.</p>
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										<content:encoded><![CDATA[<p>by Dennis Crouch</p>
<p>Requests for continued examination are climbing again. Applicants filed nearly 150k RCEs in published utility applications over the 12 months ending August 2026, up 13% from the prior 12 months. That reverses a five-year slide as seen in the chart below.</p>
<p><img decoding="async" class="aligncenter size-large wp-image-49836" src="https://patentlyo.com/media/2026/09/rce_filings_monthly-1024x520.png" alt="Line chart of RCEs filed per month in published US utility applications, January 2010 through August 2026, with a 12-month average that peaked near 15,000 in early 2017, fell below 11,000 in 2022, and rose to 12,378 by August 2026" width="604" height="307" /></p>
<p>But, as I explain below, most of the increase is not a change in after-final applicant behavior. The choice to file an RCE arises at a final rejection, and the key change is that the USPTO has been mailing more final rejections &#8211; that accounts for most of the increase.  But, we also have the end of the free After Final Consideration Pilot (AFCP 2.0) in December 2024. At least some of the Applicants who once tried an AFCP amendment now go straight to an RCE.</p>
<p><span id="more-49840"></span></p>
<p><img decoding="async" class="aligncenter size-large wp-image-49837" src="https://patentlyo.com/media/2026/09/rce_per_100_disposals-1024x520.png" alt="Line chart of RCEs filed per 100 disposals (patents issued plus applications abandoned), trailing 12 months, 2010 through August 2026, falling from about 46 in 2011 to a low of 32.7 in mid-2024 before rising to 37.2" width="604" height="307" /></p>
<p><img decoding="async" class="aligncenter size-large wp-image-49838" src="https://patentlyo.com/media/2026/09/rce_vs_disposals_monthly-1024x520.png" alt="Line chart of 12-month average monthly patents issued, RCEs filed, and applications abandoned in published US utility applications, 2010 through August 2026, ending at 25,017, 12,378, and 8,242" width="604" height="307" /></p>
<p>It does not appear that the <a href="https://www.federalregister.gov/documents/2024/11/20/2024-26821/setting-and-adjusting-patent-fees-during-fiscal-year-2025">2025 fee rule</a> slowed things down significantly.  The fee change raised the first RCE fee 10% to $1,500 and second and later RCEs 43% to $2,860.  But the RCE filing rate is up for both first RCEs and subsequent RCEs.</p>
<p>That leaves the question of why the Office is mailing more final rejections: 55 per 100 disposals over the past year, up from 50.  Some of that rise is due to the shift from examining continuations to examining original applications. As I explained in my <a href="https://patentlyo.com/patent/2026/09/a-uspto-docketing-change-behind-the-terminal-disclaimer-collapse.html">September 7 post</a>, the Office pulled continuations forward in the examination queue beginning in 2022 and pushed them back in 2025, and original applications are more likely to receive final rejections compared with continuations. But this only explains part of the recent rise (and I don&#8217;t have a further explanation).</p>
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		<title>The Federal Circuit Expands Its Jurisdiction Yet Again</title>
		<link>https://patentlyo.com/patent/2026/09/the-federal-circuit-expands-its-jurisdiction-yet-again.html</link>
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		<dc:creator><![CDATA[Dennis Crouch]]></dc:creator>
		<pubDate>Tue, 22 Sep 2026 16:11:31 +0000</pubDate>
				<category><![CDATA[CAFC]]></category>
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					<description><![CDATA[<p>Guest post by Paul R. Gugliuzza: the Federal Circuit's jurisdictional holding in Insulet v. EOFlow ignores Mottley's well-pleaded complaint rule.</p>
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										<content:encoded><![CDATA[<p><em>Professor <a href="https://law.utexas.edu/faculty/paul-r-gugliuzza/">Paul Gugliuzza</a> (UTexas) argues in this guest post that the Federal Circuit got the jurisdictional question in Insulet v. EOFlow wrong. He has filed an amicus brief supporting Insulet&#8217;s pending petition for rehearing en banc, and makes his case below. &#8212; Dennis</em></p>
<p>Guest post by Professor <a href="https://law.utexas.edu/faculty/paul-r-gugliuzza/">Paul R. Gugliuzza</a></p>
<p>Since Congress created the Federal Circuit in 1982, the court has repeatedly expanded the class of cases that, in its view, &#8220;arise under&#8221; patent law and so fall within its exclusive jurisdiction. The court&#8217;s recent decision in <i><a href="https://www.cafc.uscourts.gov/opinions-orders/25-1807.OPINION.5-28-2026_2700697.pdf">Insulet Corp. v. EOFlow Co.</a></i> is another example. <i>Insulet</i> is a trade secret case. Yet the Federal Circuit held that the case arose under patent law based on its prediction about the outcome of a hypothetical future patent infringement dispute.</p>
<p>The court&#8217;s decision overlooks a fundamental principle of the law of federal jurisdiction: namely, that the &#8220;arising under&#8221; analysis looks solely at the plaintiff&#8217;s well-pleaded complaint, not to issues that may (or may not) arise in future litigation.</p>
<p><span id="more-49817"></span></p>
<p>Some background. In <i>Insulet</i>, the district court entered a $60 million judgment for Insulet on a jury verdict of trade secret misappropriation. Insulet&#8217;s original complaint had asserted patent claims, too, but those claims were bifurcated from the trade secret claims, never adjudicated, and eventually dismissed without prejudice by an amendment to Insulet&#8217;s complaint.</p>
<p>EOFlow appealed its trial loss to the Federal Circuit. Insulet contested jurisdiction because its amended complaint contained no patent claims, citing a <a href="https://law.justia.com/cases/federal/appellate-courts/F3/203/782/474762/">line of circuit precedent</a> holding that, when all patent claims were dismissed without prejudice, the Federal Circuit lacks jurisdiction.</p>
<p>The court nevertheless heard EOFlow&#8217;s appeal on the merits and reversed the trade secret verdict in Insulet&#8217;s favor.</p>
<p>In deciding it had jurisdiction, the Federal Circuit&#8217;s reasoning went like this:</p>
<ul>
<li>One of Insulet&#8217;s dismissed patent claims had alleged an act of infringement in 2018.</li>
<li>Section 286 of the Patent Act prohibits recovery for infringement that occurred more than six years before suit.</li>
<li>So, if Insulet were to refile its patent infringement claims today, the court would deny recovery for the 2018 act of infringement.</li>
<li>Consequently, the dismissal of Insulet&#8217;s patent claims, though explicitly &#8220;without prejudice,&#8221; was, in the Federal Circuit&#8217;s view, &#8220;function[ally]&#8221; a dismissal with prejudice, which establishes Federal Circuit jurisdiction over any subsequent appeal.</li>
</ul>
<p>That sort of multistep analysis resting on conjecture about what might happen in a yet-to-be-filed case is, under both binding Supreme Court precedent and sound principles of judicial administration, the wrong way to decide jurisdiction.</p>
<p>As I argue in an <a href="https://www.law360.com/articles/2513751/attachments/2">amicus brief</a> supporting Insulet&#8217;s pending <a href="https://www.law360.com/articles/2507785/attachments/0">petition for rehearing en banc</a>, the correct question is, simply: what claims appear in the operative, well-pleaded complaint? In <i>Insulet</i>, the amended complaint contains no patent claims. So, the Federal Circuit does not have jurisdiction. End of story.</p>
<p>Instead, however, the Federal Circuit panel imagined a new patent infringement complaint that Insulet might file in the future, identified a defense EOFlow might raise, and hypothesized how a court would resolve that defense to conclude that the case currently before it did, in fact, arise under patent law.</p>
<p>The 1L civil procedure chestnut, <i><a href="https://supreme.justia.com/cases/federal/us/211/149/">Louisville &amp; Nashville Railroad v. Mottley</a></i>, fully resolves the jurisdictional dispute in the <i>Insulet</i> case. Under <i>Mottley</i>&#8216;s &#8220;well-pleaded complaint rule,&#8221; arising under jurisdiction depends on the claims in the plaintiff&#8217;s complaint, not on defenses and not on issues that might arise later.</p>
<p>If there were any doubt, the Supreme Court reiterated just last year, in <i><a href="https://www.supremecourt.gov/opinions/24pdf/23-677_6jgm.pdf">Royal Canin U.S.A., Inc. v. Wullschleger</a></i>, that, under the well-pleaded complaint rule, an amendment eliminating claims (such as Insulet&#8217;s amendment to remove its patent claims) can &#8220;wipe the jurisdictional slate clean.&#8221;</p>
<p><i>Insulet</i> isn&#8217;t the first time the Federal Circuit has relied on a hypothetical patent dispute to expand its jurisdiction. For instance, the circuit had long held that it had exclusive jurisdiction over state law malpractice cases against patent lawyers because the cases raised questions about what would have happened in a prior patent case had the lawyer not erred.</p>
<p>In <i><a href="https://supreme.justia.com/cases/federal/us/568/251/">Gunn v. Minton</a></i>, the Supreme Court rejected that line of Federal Circuit precedent. Indeed, the Federal Circuit has a poor record before the Supreme Court on these sorts of jurisdictional or procedural questions.</p>
<p>In a <a href="https://www.bu.edu/bulawreview/files/2024/05/GUGLIUZZA-LEMLEY.pdf">recent study</a>, Mark Lemley and I reviewed every patent-related case the Supreme Court has decided since the Federal Circuit began operating four decades ago. We found that the conventional wisdom about the Federal Circuit (that the Supreme Court is constantly correcting it on matters of substantive patent law) is overstated. Instead, where the Federal Circuit performs poorly is in patent-related cases raising questions of jurisdiction or procedure. In those cases (sixteen in total), the Supreme Court disagreed with the Federal Circuit fifteen times. Including in <i>Gunn</i>.</p>
<p>Those numbers reflect a recurring problem with the Federal Circuit. Congress created the court to provide uniformity and expertise in patent law, but the court has relied on those goals to expand its own authority (vis-à-vis state courts, district courts, and the regional circuits) while ignoring transsubstantive principles of federal law.</p>
<p><i>Insulet</i> is another example. Instead of applying the well-pleaded complaint rule and sending that trade secret case to the First Circuit, the panel imagined a hypothetical future patent dispute (that might never actually arise) to keep the case in the Federal Circuit.</p>
<p>The en banc court should correct the panel&#8217;s error. As Ryan Vacca <a href="https://jolt.law.harvard.edu/assets/articlePDFs/v372/5-Revisiting-the-Federal-Circuit-En-Banc.pdf">has shown</a>, though, the Federal Circuit has used en banc review far less often in recent years than it did earlier in its history.</p>
<p>That development removes one of the few ways to correct mistakes of patent law without Supreme Court intervention. When a regional circuit errs, another circuit can disagree, prompting reconsideration or Supreme Court review. On patent law, the Federal Circuit speaks for the whole country.</p>
<p>Supreme Court review supplies a check, but the Court is hearing fewer patent cases than it did a decade ago.</p>
<p><i>Insulet</i> gives the Federal Circuit a straightforward opportunity to correct itself, for the correct rule is simple: the court should (like all other federal courts) decide jurisdiction by looking at the operative complaint alone.</p>
<p><i>Paul R. Gugliuzza is the Thomas W. Gregory Professor of Law at University of Texas at Austin School of Law.</i></p>
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