Securities Docket http://www.securitiesdocket.com Mon, 15 Mar 2010 20:11:33 +0000 http://wordpress.org/?v=2.9 en hourly 1 http://www.securitiesdocket.comhttp://www.securitiesdocket.com/wp-content/uploads/2008/08/sdblueplusfranklinreader.gifSecurities DocketSecuritiesDockethttp://feedburner.google.com CNBC Video: Sen. Dodd Unveils Financial Regulation Reform Bill http://feedproxy.google.com/~r/SecuritiesDocket/~3/zkUvue_8CuI/ http://www.securitiesdocket.com/2010/03/15/cnbc-video-sen-dodd-unveils-financial-regulation-reform-bill/#comments Mon, 15 Mar 2010 20:11:20 +0000 Securities Docket http://www.securitiesdocket.com/?p=17504 This afternoon, Sen. Chris Dodd unveiled his eagerly-awaited financial regulation reform bill. This video shows Dodd announcing and describing the bill today on Capitol Hill. Dodd vowed that there will be a financial regulation reform bill passed this year in Congress.


]]> http://www.securitiesdocket.com/2010/03/15/cnbc-video-sen-dodd-unveils-financial-regulation-reform-bill/feed/ 0 http://www.securitiesdocket.com/2010/03/15/cnbc-video-sen-dodd-unveils-financial-regulation-reform-bill/ Securities Docket Radio: Available Free on iTunes http://feedproxy.google.com/~r/SecuritiesDocket/~3/LRijUXFqC3s/ http://www.securitiesdocket.com/2010/03/15/securities-docket-radio-available-free-on-itunes/#comments Mon, 15 Mar 2010 17:05:31 +0000 Securities Docket http://www.securitiesdocket.com/?p=17485 Securities Docket Radio is now available as a free download on iTunes! To listen to or download the debut program featuring Bruce Carton’s interview with Sanjay Wadhwa, Deputy Chief of the SEC’s new Market Abuse Unit, please click on the iTunes link below.

In addition, to subscribe to the Securities Docket Radio RSS feed, please click on the RSS icon.

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Securities Docket Radio is the newest podcast offered by the Legal Talk Network, the premier online legal media network.

]]> http://www.securitiesdocket.com/2010/03/15/securities-docket-radio-available-free-on-itunes/feed/ 0 http://www.securitiesdocket.com/2010/03/15/securities-docket-radio-available-free-on-itunes/ Securities Docket A.M. News Wire for Mar. 15, 2010 http://feedproxy.google.com/~r/SecuritiesDocket/~3/i4KlwjiJ5DI/ http://www.securitiesdocket.com/2010/03/15/securities-docket-a-m-news-wire-for-2010-03-15/#comments Mon, 15 Mar 2010 11:55:00 +0000 Securities Docket http://www.securitiesdocket.com/2010/03/15/securities-docket-a-m-news-wire-for-2010-03-15/
  • Linklaters ‘could face litigation’ over explosive Lehman report http://bit.ly/bYvK7u #
  • Ernst and Young May Face Liability in Lehman Case (NYTimes) http://nyti.ms/cFuHQm #
  • Australia: MacCormick cleared of insider trading http://bit.ly/9Vfxxg #
  • Roomy Khan Cites Paris Hilton in Galleon Trading Case Defense http://bit.ly/bpW2A3 #
  • Watchdog plans register to curb insider trading http://bit.ly/a6BO4W #
  • Web Watch: Best of the Week Ending Mar. 12 http://bit.ly/c6TPZz #
  • Securities Docket Radio: Bruce Carton Interviews Sanjay Wadhwa of the SEC’s Market Abuse Unit http://bit.ly/c5ukgx #
  • Jeffrey Kalinowski and Richard Kuhlman Among Six-Person Group Joining Bryan Cave in St. Louis http://bit.ly/bBUDAX #
  • Rajaratnam Co-Defendant Chiesi Seeks Separate Trial http://bit.ly/aB1f6b #
  • Ex-Cazenove Partner Will Appeal Insider-Trading Conviction http://bit.ly/d49OxD #
    • ]]>     http://www.securitiesdocket.com/2010/03/15/securities-docket-a-m-news-wire-for-2010-03-15/feed/ 0 http://www.securitiesdocket.com/2010/03/15/securities-docket-a-m-news-wire-for-2010-03-15/     Securities Docket A.M. News Wire for 2010-03-14 http://feedproxy.google.com/~r/SecuritiesDocket/~3/JVE7nnc4C4I/ http://www.securitiesdocket.com/2010/03/14/securities-docket-a-m-news-wire-for-2010-03-14/#comments Sun, 14 Mar 2010 11:55:00 +0000 Securities Docket http://www.securitiesdocket.com/2010/03/14/securities-docket-a-m-news-wire-for-2010-03-14/
  • Roomy Khan Cites Paris Hilton in Galleon Trading Case Defense http://bit.ly/bpW2A3 #
  • Watchdog plans register to curb insider trading http://bit.ly/a6BO4W #
    • ]]>     http://www.securitiesdocket.com/2010/03/14/securities-docket-a-m-news-wire-for-2010-03-14/feed/ 0 http://www.securitiesdocket.com/2010/03/14/securities-docket-a-m-news-wire-for-2010-03-14/     Securities Docket A.M. News Wire for 2010-03-13 http://feedproxy.google.com/~r/SecuritiesDocket/~3/FXmy5dliXUo/ http://www.securitiesdocket.com/2010/03/13/securities-docket-a-m-news-wire-for-2010-03-13/#comments Sat, 13 Mar 2010 11:55:00 +0000 Securities Docket http://www.securitiesdocket.com/2010/03/13/securities-docket-a-m-news-wire-for-2010-03-13/
  • Web Watch: Best of the Week Ending Mar. 12 http://bit.ly/c6TPZz #
  • Securities Docket Radio: Bruce Carton Interviews Sanjay Wadhwa of the SEC's Market Abuse Unit http://bit.ly/c5ukgx #
  • Jeffrey Kalinowski and Richard Kuhlman Among Six-Person Group Joining Bryan Cave in St. Louis http://bit.ly/bBUDAX #
  • Rajaratnam Co-Defendant Chiesi Seeks Separate Trial http://bit.ly/aB1f6b #
  • Ex-Cazenove Partner Will Appeal Insider-Trading Conviction http://bit.ly/d49OxD #
    • ]]>     http://www.securitiesdocket.com/2010/03/13/securities-docket-a-m-news-wire-for-2010-03-13/feed/ 0 http://www.securitiesdocket.com/2010/03/13/securities-docket-a-m-news-wire-for-2010-03-13/     Securities Docket Radio: Bruce Carton Interviews Sanjay Wadhwa of the SEC’s Market Abuse Unit http://feedproxy.google.com/~r/SecuritiesDocket/~3/4bikFvwX5aw/ http://www.securitiesdocket.com/2010/03/12/securities-docket-radio-bruce-carton-interviews-sanjay-wadhwa-of-the-secs-market-abuse-unit/#comments Fri, 12 Mar 2010 22:28:24 +0000 Securities Docket http://www.securitiesdocket.com/?p=17441 The debut program of Securities Docket Radio is now available below! It features my interview with Sanjay Wadhwa, Deputy Chief of the SEC’s new Market Abuse Unit.

    Please click the arrow “Play” button on the audio player below to listen to, or download, our discussion on Wadhwa’s new unit and investigations involving insider trading, specialist misconduct, offering fraud, and improper activities at hedge funds. We also discuss the significant reorganization now going on in the Division of Enforcement, and look inside the recent insider trading action brought against hedge fund giant Galleon, and the successful Reebok insider trading investigation.

    Please click below to listen to Securities Docket Radio: (or download here)

    ]]>     http://www.securitiesdocket.com/2010/03/12/securities-docket-radio-bruce-carton-interviews-sanjay-wadhwa-of-the-secs-market-abuse-unit/feed/ 2 http://www.securitiesdocket.com/2010/03/12/securities-docket-radio-bruce-carton-interviews-sanjay-wadhwa-of-the-secs-market-abuse-unit/     Jeffrey Kalinowski and Richard Kuhlman Among Six-Person Group Joining Bryan Cave in St. Louis http://feedproxy.google.com/~r/SecuritiesDocket/~3/tzWOP_b3HFc/ http://www.securitiesdocket.com/2010/03/12/jeffrey-kalinowski-and-richard-kuhlman-among-six-person-group-joining-bryan-cave-in-st-louis/#comments Fri, 12 Mar 2010 19:48:33 +0000 Securities Docket http://www.securitiesdocket.com/?p=17434 Jeffrey J. Kalinowski (pictured) and Richard H. Kuhlman have joined law firm Bryan Cave as partners in its St. Louis office. The firm announced yesterday that Kalinowski and Kuhlman, along with four others joining as counsel, will join its Securities Litigation & Enforcement and Commercial Litigation Client Service Groups.

    Kalinowski and Kuhlman both concentrate their practices in the area of securities litigation. The four securities litigators joining Bryan Cave as counsel are Carrie J. Bechtold, Adam S. Hochschild, Jeffrey S. Jamieson and Eric D. Martin. All six lawyers are reportedly joining Bryan Cave from Husch Blackwell Sanders.

    Read the Bryan Cave press release

    ]]>     http://www.securitiesdocket.com/2010/03/12/jeffrey-kalinowski-and-richard-kuhlman-among-six-person-group-joining-bryan-cave-in-st-louis/feed/ 0 http://www.securitiesdocket.com/2010/03/12/jeffrey-kalinowski-and-richard-kuhlman-among-six-person-group-joining-bryan-cave-in-st-louis/     Securities Docket A.M. News Wire for Mar. 12, 2010 http://feedproxy.google.com/~r/SecuritiesDocket/~3/euUyI2Cwk7w/ http://www.securitiesdocket.com/2010/03/12/securities-docket-a-m-news-wire-for-2010-03-12-2/#comments Fri, 12 Mar 2010 11:55:00 +0000 Securities Docket http://www.securitiesdocket.com/2010/03/12/securities-docket-a-m-news-wire-for-2010-03-12-2/
  • UK: Calvert Sentenced to 21 Months for Insider Trading http://bit.ly/bvvyJ2 #
  • More Wore Wires in Bid To Investigate Inside Trades in Galleon Case http://bit.ly/dgcYUW #
  • DOJ's Criminal Fraud Section Promotes Two to Deputy Chief http://bit.ly/bgDICQ #
  • Madoff and Stanford Victims Team Up to Lobby Congress http://bit.ly/bcBz4T #
  • UK barrister calls for single financial crime enforcement unit http://bit.ly/bhIGfY #
  • SEC chair Schapiro will address GW Law at graduation http://bit.ly/9U9F70 #
  • SEC Brings Second Reg FD Case in Six Months http://bit.ly/9V7Tc4 #
  • April 13 Webcast: Credit Ratings Agencies and the Credit Crisis-What Securities Attorneys Need to Know http://bit.ly/biNIxo #
    • ]]>     http://www.securitiesdocket.com/2010/03/12/securities-docket-a-m-news-wire-for-2010-03-12-2/feed/ 0 http://www.securitiesdocket.com/2010/03/12/securities-docket-a-m-news-wire-for-2010-03-12-2/     UK: Calvert Sentenced to 21 Months for Insider Trading http://feedproxy.google.com/~r/SecuritiesDocket/~3/hMI-u0kyT5o/ http://www.securitiesdocket.com/2010/03/11/uk-calvert-sentenced-to-21-months-for-insider-trading/#comments Thu, 11 Mar 2010 20:35:00 +0000 Securities Docket http://www.securitiesdocket.com/?p=17417 Former Cazenove partner Malcolm Calvert, found guilty of insider trading yesterday by a London jury, has been sentenced to 21 months in jail for insider dealing. Judge Peter Testar of the Southwark Crown Court handed down the sentence today, the Telegraph reports.

    Judge Testar said that Calvert had made the trades worth £502,000 “deliberately, not recklessly,” adding that Calvery “took advantage of information from someone he knew to be under a duty not to disclose it. Malcolm Calvert was keenly aware of what the obligations of the primary insider were and he was keen or willing to exploit the primary insider’s breach of duty.”

    Read The Telegraph article

    ]]>     http://www.securitiesdocket.com/2010/03/11/uk-calvert-sentenced-to-21-months-for-insider-trading/feed/ 0 http://www.securitiesdocket.com/2010/03/11/uk-calvert-sentenced-to-21-months-for-insider-trading/     DOJ’s Criminal Fraud Section Promotes Two to Deputy Chief http://feedproxy.google.com/~r/SecuritiesDocket/~3/pTIK_j5hvGk/ http://www.securitiesdocket.com/2010/03/11/dojs-criminal-fraud-section-promotes-two-to-deputy-chief/#comments Thu, 11 Mar 2010 19:25:05 +0000 Securities Docket http://www.securitiesdocket.com/?p=17413 The DOJ has promoted two senior members of the Criminal Division’s Fraud Section to Deputy Chief positions. Main Justice reports that Kathleen McGovern and Patrick Stokes, both of whom had been regarded as front-runners to fill a long-vacant Deputy Chief slot for corporate and securities fraud, have both been promoted to Deputy Chief. It is unclear how their responsibilities will be split.

    The securities fraud slot has been open for more than two years. Former DOJ attorney Tom Hanusik, now a partner at Crowell & Moring, told Main Justice that the promotions could be “a sign that Lanny Breuer’s Criminal Division and Denis McInerney’s Fraud Section are dedicating new resources to corporate securities fraud.”

    Read the Main Justice article

    ]]>     http://www.securitiesdocket.com/2010/03/11/dojs-criminal-fraud-section-promotes-two-to-deputy-chief/feed/ 0 http://www.securitiesdocket.com/2010/03/11/dojs-criminal-fraud-section-promotes-two-to-deputy-chief/