Rosenthal Recruiting - Jobs, Compliance and Financial Oversight

tag:blogger.com,1999:blog-4471179769465189011Fri, 08 Nov 2024 15:33:37 +0000Future of RegulationFederal ReservefinancialJobsfinanceDTCCRatingsundefinedRosenthal Recruiting - Jobs, Compliance and Financial OversightRosenthal Recruiting places financial services and legal candidates. Primary focus is Compliance Risk and Regulatory.http://complianceoversights.blogspot.com/noreply@blogger.com (Unknown)Blogger278125tag:blogger.com,1999:blog-4471179769465189011.post-934194562047523742Sun, 01 Jul 2018 22:49:00 +00002018-08-16T23:38:37.418-04:00Summer 2018 - Hiring notes, new titles, Rule changes Here's a 2018 Summer wish for you to have continued or brand new success. You may have a great summer: if working, retired or get to enjoy a vacation. Stuart Rosenthal, w/ son - June 2018 High School Graduation First of all: THIS unique entry started as a "Draft" at LinkedIn "Publisher." No one needs to read all the way down or click all the links. One link though before my brief career "http://complianceoversights.blogspot.com/2018/07/summer-2018-hiring-notes-new-titles.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-7140117329706858284Sun, 26 Mar 2017 00:28:00 +00002018-05-18T01:08:54.508-04:00 Are you ready for the future of work? How secure is your career?  In March 2017, Stuart Rosenthal, of Rosenthal Recruiting attended Is a robot going to take my job, and what is the future of work in technology? (click to open to Event Brite). Stuart and others in attendance heard Nate Thompson, VP Strategy and Innovation of Oppenheimer Funds, talk about the future of work.http://complianceoversights.blogspot.com/2017/03/are-you-ready-for-future-of-work-secure.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-7848691533257663278Tue, 20 Dec 2016 20:27:00 +00002018-05-16T07:35:44.474-04:00 Looking forward to 2017- 'Opening Doors, Pulling Some Strings' Happy New Year, Kwanzaa, Christmas, Hanukkah  In this - we note a bit on job search suggestions  - then note a Chief Compliance Officer job opportunity and invite you to join a LinkedIn Group founded in 2007. This is intended as an informal year-end 2016 summary though really it is a long, 'free form' BLOG entry.  In social media terms: Throwback, Flashback or http://complianceoversights.blogspot.com/2016/12/happy-new-year-kwanzaa-christmas.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-738508869239683585Mon, 19 Sep 2016 21:07:00 +00002016-09-19T17:07:30.250-04:00RECRUITING: Director of Fixed Income Compliance Location: Confidential SUMMARY: Experienced Broker-Dealer Compliance Officer to support Debt Capital Markets business The position will report to and may shortly replace the Chief Compliance Officer (CCO) for a FINRA Member Investment Bank (Broker-Dealer). The candidate must have a deep understanding of FINRA, S.E.C, MSRB, all rules and regulations relevant to the underwriting, sales, trading of fixed income securities. Responsibilities include: • Participate in the development and maintenance of http://complianceoversights.blogspot.com/2016/09/recruiting-director-of-fixed-income.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-8665596099380360624Wed, 23 Dec 2015 13:32:00 +00002015-12-24T12:06:47.390-05:00 If you request it or sign up  - that's how to receive future Rosenthal Recruiting messages to your in-box. We always look forward to speaking about career opportunities, locations or issues that you are interested in - as well as new trends that are expected. In 2016-17 with Rosenthal Recruiting - a particular area we will address is: why companies use contractors and why candidates http://complianceoversights.blogspot.com/2015/12/if-you-request-it-or-sign-up-or-may.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-4027506875018496118Fri, 30 Oct 2015 14:14:00 +00002018-08-18T18:57:32.569-04:00Rosenthal Recruiting - Oct. 30 2015 One thing that many Recruiting / Social Media / CAREER Coaches all suggest is joining Groups at LinkedIn that have Members you seek to associate with. One now with just under 7000 members is a link as one of the first things in this update.   Created November 2007 - Purpose:  Reach other Broker-Dealer and Investment Advisor Compliance Officers. Referrals from Grouphttp://complianceoversights.blogspot.com/2015/10/rosenthal-recruiting-oct-30-2015.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-646363460804495769Fri, 28 Aug 2015 01:45:00 +00002015-08-27T21:48:32.880-04:00Rosenthal Recruiting – India, Asia, NY, DC   <!--[if gte mso 9]> http://complianceoversights.blogspot.com/2012/09/14.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-5249577382343205361Mon, 26 Mar 2012 16:03:00 +00002012-03-31T14:25:08.582-04:00Compliance Officer - Private Equity - New York, NY Company Description: A global Private Equity firm. Founded more than 30 years ago. Company Funds advised exceed $30 billion. Position Responsibilities: The U.S. Compliance Officer or 'Associate' will report to the Global Head of Compliance based in London and will support the Chief Compliance Officer (CCO) based in New York. The U.S. Compliance Associate will have primary responsibility forhttp://complianceoversights.blogspot.com/2012/03/compliance-officer-private-equity-new.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-785343108936909853Fri, 16 Mar 2012 00:29:00 +00002012-03-15T20:29:10.045-04:00 Rosenthal Recruiting Named One of Constant Contact’s 2011 All Stars Rosenthal Recruiting recognized for achieving exemplary marketing results MONTCLAIR, NJ — March 15, 2012 – THE ROSENTHAL CONSULTING GROUP LLC DBA Rosenthal Recruiting which places legal and financial services candidates has received the 2011 All Star Award from Constant Contact®, Inc., the trusted marketing advisor to http://complianceoversights.blogspot.com/2012/03/rosenthal-recruiting-named-one-of.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-2103587646637497333Fri, 27 Jan 2012 13:20:00 +00002012-01-27T08:26:35.490-05:00Rosenthal Recruiting Job Board now has an excellent Senior Compliance Officer job opening. This new job listing can be viewed at the following location: http://rosenthalrecruiting.jobamatic.com/a/jbb/job-details/640686 This job is located in Washington DC metro area and the employer is a Financial Industry leader. Salary Range: Up to 100,000 + Bonus and Generous Benefits. 15% bonus potential. http://complianceoversights.blogspot.com/2012/01/rosenthal-recruiting-job-board-now-has.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-4123640071783519341Sat, 21 Jan 2012 21:08:00 +00002012-01-21T16:08:57.892-05:00Broker-Dealer Compliance Officer Global Bank (New York) REQUIREMENTS include Two (2) - four (4) years as a Compliance Officer for a FINRA Member Broker-Dealer or Bank. Bachelors Degree; MBA preferred. Read all about and how to apply. Base pay could be up to $95,000.http://complianceoversights.blogspot.com/2012/01/broker-dealer-compliance-officerglobal.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-8053618480946775677Fri, 23 Dec 2011 20:03:00 +00002011-12-23T15:03:33.770-05:00 During 2009-2011, Rosenthal Recruiting was pleased to handle many candidate interviews for Clients and made a record number of Placements. As 2012 is on the horizon, it's time to look forward to a another successful new year. We would also like to take an opportunity to provide an update on 2012 capabilities. We expanded our geographical footprint and added outsource capabilities, while http://complianceoversights.blogspot.com/2011/12/during-2009-2011-rosenthal-recruiting.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-2962402549755971958Tue, 13 Dec 2011 17:46:00 +00002011-12-13T12:46:28.792-05:00Rosenthal Recruiting active job openings now include the following: Miami, FL Bank Compliance Officer $80,00 base salary + bonus Pittsburgh, PA - RIA/BD Chief Compliance Officer (CCO) Base Salary - $85,000 NJ - RIA/BD CCO Base $165,000 or more potential Best Wishes for the Season and onward to 2012. The Miami position requires the following experience: Regulation B (Equal Credit Opportunity)http://complianceoversights.blogspot.com/2011/12/rosenthal-recruiting-active-job.htmlnoreply@blogger.com (Stuart K Rosenthal)tag:blogger.com,1999:blog-4471179769465189011.post-6479585550840718228Tue, 08 Nov 2011 18:24:00 +00002011-11-08T14:00:11.983-05:00Title: Product Control Manager Location: New York, NY Officer Title: AVP – VP Status: Fulltime Regular This is an opportunity for a experienced Accounting professional with Product Control experience for an Investment Bank. The person in this role will liaise with all Company employees with a focus on Trading and Capital Markets personnel. JOB DUTIES / RESPONSIBILITIES http://complianceoversights.blogspot.com/2011/11/title-product-control-manager-location.htmlnoreply@blogger.com (Stuart K Rosenthal)