Instruments, Rules and Policies https://www.osc.ca/en This feed contains requests for comment on instruments, rules, policies and recognition orders and comments letters received. en CSA Staff Notice 21-336 and Consultation on Proposed Revisions to the Data Fee Methodology for Professional Real-Time Market Data Fees https://www.osc.ca/en/securities-law/instruments-rules-policies/2/21-336/csa-staff-notice-21-336-and-consultation-proposed-revisions-data-fee-methodology-professional-real This document is only available in PDF. Mon, 26 Oct 2026 19:47:57 GMT 518721 OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies https://www.osc.ca/en/securities-law/instruments-rules-policies/1/11-737/osc-staff-notice-11-737-revised-securities-advisory-committee-vacancies-8 The Securities Advisory Committee (“SAC”) is a committee of industry experts established by the Commission to advise it and its staff on a variety of matters including policy initiatives and capital markets trends. Thu, 22 Oct 2026 12:59:21 GMT 518611 CSA Notice of Amendments to National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure https://www.osc.ca/en/securities-law/instruments-rules-policies/5/52-112/csa-notice-amendments-national-instrument-52-112-non-gaap-and-other-financial-measures-disclosure This document is only available in PDF. Thu, 15 Oct 2026 13:07:46 GMT 518536 CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/csa-notice-amendments-national-instrument-31-103-registration-requirements-exemptions-and-1 This document is only available in PDF. Thu, 08 Oct 2026 12:55:53 GMT 518436 OSC Staff Notice 33-762 − Registration, Inspections and Examinations Division − 2026 Annual Report https://www.osc.ca/en/securities-law/instruments-rules-policies/3/33-762/osc-staff-notice-33-762-registration-inspections-and-examinations-division-2026-annual-report This document is only available in PDF format. Tue, 06 Oct 2026 19:52:47 GMT 518426 Ontario Securities Commission – Coordinated Blanket Order 23-930 https://www.osc.ca/en/securities-law/instruments-rules-policies/2/23-930/ontario-securities-commission-coordinated-blanket-order-23-930 ONTARIO SECURITIES COMMISSIONCOORDINATED BLANKET ORDER 23-930Citation: Re Temporary Exemption from Trading Fee Cap Requirements for Inter-listed Securities under National Instrument 23-101 Trading Rules Thu, 01 Oct 2026 15:28:08 GMT 518406 OSC Rule 45-511 Prospectus Exemption for New Reporting Issuers https://www.osc.ca/en/securities-law/instruments-rules-policies/4/45-511/osc-rule-45-511-prospectus-exemption-new-reporting-issuers PART 1 DEFINITIONS1. Definitions(1) In this Rule:"aggregate market value of an issuer's listed equity securities" means the total number of listed equity securities outstanding multiplied by the market price; Wed, 30 Sep 2026 20:22:06 GMT 518386 OSC Rule 45-513 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption https://www.osc.ca/en/securities-law/instruments-rules-policies/4/45-513/osc-rule-45-513-exemptions-certain-conditions-listed-issuer-financing-exemption PART 1 DEFINITIONS1. Definitions(1) In this Rule:"CBO 45-935" means Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption; Wed, 30 Sep 2026 20:02:36 GMT 518351 OSC Rule 45-512 Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts https://www.osc.ca/en/securities-law/instruments-rules-policies/4/45-512/osc-rule-45-512-exemption-investment-limit-under-offering-memorandum-prospectus-exemption-exclude PART 1 DEFINITIONS1. Definitions(1) In this Rule:"NI 31-103" means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations; Wed, 30 Sep 2026 19:49:32 GMT 518346 CSA Notice and Request for Comment – Proposed National Instrument 26-101 Information Technology System Integrity; Proposed Companion Policy 26-101 Information Technology System Integrity https://www.osc.ca/en/securities-law/instruments-rules-policies/2/26-101/csa-notice-and-request-comment-proposed-national-instrument-26-101-information-technology-system This document is only available in PDF. Wed, 30 Sep 2026 19:45:11 GMT 518341 CSA Notice regarding Coordinated Blanket Order 23-930 Re Temporary Exemption from Trading Fee Cap Requirements for Inter-listed Securities under National Instrument 23-101 Trading Rules https://www.osc.ca/en/securities-law/instruments-rules-policies/2/23-930/csa-notice-regarding-coordinated-blanket-order-23-930-re-temporary-exemption-trading-fee-cap IntroductionCertain members of the Canadian Securities Administrators (the CSA or we) are publishing a temporary exemption from certain requirements under amendments to National Instrument 23-101 Trading Rules (NI 23-101) that w Wed, 30 Sep 2026 19:36:55 GMT 518336 OSC Rule 41-503 Exemptions from Certain Prospectus and Disclosure Requirements https://www.osc.ca/en/securities-law/instruments-rules-policies/4/41-503/osc-rule-41-503-exemptions-certain-prospectus-and-disclosure-requirements PART 1 DEFINITIONS1. Definitions(1) In this Rule:"Form 44-101F1" means Form 44-101F1 Short Form Prospectus; Wed, 30 Sep 2026 18:11:57 GMT 518321 Notice of Ministerial Approval of OSC Rule 41-503 Exemptions from Certain Prospectus and Disclosure Requirements; OSC Rule 45-511 Prospectus Exemption for New Reporting Issuers; OSC Rule 45-512 Exemption from the Investment Limit under the Offering Memora https://www.osc.ca/en/securities-law/instruments-rules-policies/4/41-503/notice-ministerial-approval-osc-rule-41-503-exemptions-certain-prospectus-and-disclosure Ministerial ApprovalOn May 5, 2026, the Ontario Securities Commission (the OSC) made each of the following as a rule under the Securities Act (Ontario) (collectively, the Rules): Wed, 30 Sep 2026 18:03:22 GMT 518316 CSA Notice of Changes to National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions https://www.osc.ca/en/securities-law/instruments-rules-policies/1/11-207/csa-notice-changes-national-policy-11-207-failure-file-cease-trade-orders-and-revocations-multiple The Canadian Securities Administrators (the CSA or we) are adopting changes to National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions (NP 11-207) (the Changes). Thu, 24 Sep 2026 13:16:29 GMT 518221 Notice of Commission Approval of OSC Rule 81-931 Extension to Ontario Securities Commission Coordinated Blanket Order 81-930 Exemptions from Certain Repurchase Transactions Requirements for Investment Funds https://www.osc.ca/en/securities-law/instruments-rules-policies/8/81-931/notice-commission-approval-osc-rule-81-931-extension-ontario-securities-commission-coordinated This document is only available in PDF. Thu, 17 Sep 2026 12:55:40 GMT 518116