Instruments, Rules and Policies https://www.osc.ca/en This feed contains requests for comment on instruments, rules, policies and recognition orders and comments letters received. en CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/csa-notice-amendments-national-instrument-31-103-registration-requirements-exemptions-and-1 This document is only available in PDF. Thu, 08 Oct 2026 12:55:53 GMT 518436 OSC Staff Notice 33-762 − Registration, Inspections and Examinations Division − 2026 Annual Report https://www.osc.ca/en/securities-law/instruments-rules-policies/3/33-762/osc-staff-notice-33-762-registration-inspections-and-examinations-division-2026-annual-report This document is only available in PDF format. Tue, 06 Oct 2026 19:52:47 GMT 518426 Ontario Securities Commission – Coordinated Blanket Order 23-930 https://www.osc.ca/en/securities-law/instruments-rules-policies/2/23-930/ontario-securities-commission-coordinated-blanket-order-23-930 ONTARIO SECURITIES COMMISSIONCOORDINATED BLANKET ORDER 23-930Citation: Re Temporary Exemption from Trading Fee Cap Requirements for Inter-listed Securities under National Instrument 23-101 Trading Rules Thu, 01 Oct 2026 15:28:08 GMT 518406 OSC Rule 45-511 Prospectus Exemption for New Reporting Issuers https://www.osc.ca/en/securities-law/instruments-rules-policies/4/45-511/osc-rule-45-511-prospectus-exemption-new-reporting-issuers PART 1 DEFINITIONS1. Definitions(1) In this Rule:"aggregate market value of an issuer's listed equity securities" means the total number of listed equity securities outstanding multiplied by the market price; Wed, 30 Sep 2026 20:22:06 GMT 518386 OSC Rule 45-513 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption https://www.osc.ca/en/securities-law/instruments-rules-policies/4/45-513/osc-rule-45-513-exemptions-certain-conditions-listed-issuer-financing-exemption PART 1 DEFINITIONS1. Definitions(1) In this Rule:"CBO 45-935" means Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption; Wed, 30 Sep 2026 20:02:36 GMT 518351 OSC Rule 45-512 Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts https://www.osc.ca/en/securities-law/instruments-rules-policies/4/45-512/osc-rule-45-512-exemption-investment-limit-under-offering-memorandum-prospectus-exemption-exclude PART 1 DEFINITIONS1. Definitions(1) In this Rule:"NI 31-103" means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations; Wed, 30 Sep 2026 19:49:32 GMT 518346 CSA Notice and Request for Comment – Proposed National Instrument 26-101 Information Technology System Integrity; Proposed Companion Policy 26-101 Information Technology System Integrity https://www.osc.ca/en/securities-law/instruments-rules-policies/2/26-101/csa-notice-and-request-comment-proposed-national-instrument-26-101-information-technology-system This document is only available in PDF. Wed, 30 Sep 2026 19:45:11 GMT 518341 CSA Notice regarding Coordinated Blanket Order 23-930 Re Temporary Exemption from Trading Fee Cap Requirements for Inter-listed Securities under National Instrument 23-101 Trading Rules https://www.osc.ca/en/securities-law/instruments-rules-policies/2/23-930/csa-notice-regarding-coordinated-blanket-order-23-930-re-temporary-exemption-trading-fee-cap IntroductionCertain members of the Canadian Securities Administrators (the CSA or we) are publishing a temporary exemption from certain requirements under amendments to National Instrument 23-101 Trading Rules (NI 23-101) that w Wed, 30 Sep 2026 19:36:55 GMT 518336 OSC Rule 41-503 Exemptions from Certain Prospectus and Disclosure Requirements https://www.osc.ca/en/securities-law/instruments-rules-policies/4/41-503/osc-rule-41-503-exemptions-certain-prospectus-and-disclosure-requirements PART 1 DEFINITIONS1. Definitions(1) In this Rule:"Form 44-101F1" means Form 44-101F1 Short Form Prospectus; Wed, 30 Sep 2026 18:11:57 GMT 518321 Notice of Ministerial Approval of OSC Rule 41-503 Exemptions from Certain Prospectus and Disclosure Requirements; OSC Rule 45-511 Prospectus Exemption for New Reporting Issuers; OSC Rule 45-512 Exemption from the Investment Limit under the Offering Memora https://www.osc.ca/en/securities-law/instruments-rules-policies/4/41-503/notice-ministerial-approval-osc-rule-41-503-exemptions-certain-prospectus-and-disclosure Ministerial ApprovalOn May 5, 2026, the Ontario Securities Commission (the OSC) made each of the following as a rule under the Securities Act (Ontario) (collectively, the Rules): Wed, 30 Sep 2026 18:03:22 GMT 518316 CSA Notice of Changes to National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions https://www.osc.ca/en/securities-law/instruments-rules-policies/1/11-207/csa-notice-changes-national-policy-11-207-failure-file-cease-trade-orders-and-revocations-multiple The Canadian Securities Administrators (the CSA or we) are adopting changes to National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions (NP 11-207) (the Changes). Thu, 24 Sep 2026 13:16:29 GMT 518221 Notice of Commission Approval of OSC Rule 81-931 Extension to Ontario Securities Commission Coordinated Blanket Order 81-930 Exemptions from Certain Repurchase Transactions Requirements for Investment Funds https://www.osc.ca/en/securities-law/instruments-rules-policies/8/81-931/notice-commission-approval-osc-rule-81-931-extension-ontario-securities-commission-coordinated This document is only available in PDF. Thu, 17 Sep 2026 12:55:40 GMT 518116 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds – Exemptions from Certain Repurchase Transactions Requirements for Investment Funds https://www.osc.ca/en/securities-law/instruments-rules-policies/8/81-102-81-102cp/csa-notice-and-request-comment-proposed-amendments-national-instrument-81-102-2 This document is only available in PDF. Thu, 17 Sep 2026 12:48:33 GMT 518126 OSC Staff Notice 81-741 − Investment Management Division Annual Summary Report https://www.osc.ca/en/securities-law/instruments-rules-policies/8/81-741/osc-staff-notice-81-741-investment-management-division-annual-summary-report This document is only available in PDF format. Tue, 15 Sep 2026 13:12:00 GMT 518101 Joint CSA and CIRO Staff Notice 91-307 – Guidance Related to Event Contracts: Compliance with Regulatory Requirements https://www.osc.ca/en/securities-law/instruments-rules-policies/9/91-307/joint-csa-and-ciro-staff-notice-91-307-guidance-related-event-contracts-compliance-regulatory IntroductionStaff of the Canadian Securities Administrators (the CSA) and staff of the Canadian Investment Regulatory Organization (CIRO) (together, we) are issuing this Notice to provide guidance on the application of securities and der Thu, 27 Aug 2026 13:01:05 GMT 517811