https://www.sec.gov/ Official announcements highlighting recent actions taken by the SEC and other newsworthy information. en https://www.sec.gov/newsroom/press-releases/2026-53-sec-establishes-joint-data-standards-required-under-financial-data-transparency-act-2022 The U.S. Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act of 2022. The final rule establishes technical standards for data submitted to certain financial regulatory agencies. Eight additional… Mon, 08 Jun 2026 10:36:00 -0400 9d8913da-8382-47dc-8369-7d8871f7e0b1 https://www.sec.gov/newsroom/press-releases/2026-52-sec-announces-new-members-small-business-capital-formation-advisory-committee The Securities and Exchange Commission today announced five new members of the Small Business Capital Formation Advisory Committee. The new members were appointed to four-year terms and will join the 15 current … Thu, 04 Jun 2026 14:39:49 -0400 e747ddb2-d456-4003-bea1-c0240e7fc60f https://www.sec.gov/newsroom/press-releases/2026-51-sec-publishes-draft-strategic-plan-public-comment The Securities and Exchange Commission today published a Draft Strategic Plan that focuses on returning the agency to the core mission set by Congress more than 90 years ago: protecting investors; maintaining fair, orderly, and efficient… Tue, 02 Jun 2026 10:30:00 -0400 901636c2-53fa-4f77-981a-478445b77292 https://www.sec.gov/newsroom/press-releases/2026-50-sec-announces-four-new-members-investor-advisory-committee The Securities and Exchange Commission today announced four new members to fill vacancies on its Investor Advisory Committee. Three of the four new members will serve four-year terms, while the fourth new member will serve as the… Mon, 01 Jun 2026 12:39:44 -0400 1425e66d-a2de-473c-98f5-cc2529a15e3a https://www.sec.gov/newsroom/press-releases/2026-49-sec-proposes-rescission-climate-related-disclosure-rules The Securities and Exchange Commission today proposed the rescission of overly burdensome and costly rules that require companies to provide certain climate-related information in their registration statements and annual reports. The Commission’s… Fri, 29 May 2026 10:50:00 -0400 9127b9ca-6e49-436d-a151-448455873686 https://www.sec.gov/newsroom/press-releases/2026-48-sec-investor-advisory-committee-host-june-4-meeting The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C. on June 4 at 10 a.m. ET to discuss private markets, passive index funds, and recommendations regarding fund… Wed, 27 May 2026 10:59:13 -0400 06eff48f-2d6b-4c8d-91c5-d06eb05ff65c https://www.sec.gov/newsroom/press-releases/2026-47-sec-nfa-announce-memorandum-understanding-further-harmonize-regulatory-coordination The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance their cooperation, coordination, and information sharing in areas of common… Thu, 21 May 2026 08:51:10 -0400 91a62b49-3f57-4072-9ca9-133ad58c78bd https://www.sec.gov/newsroom/press-releases/2026-46-sec-proposes-transformative-reforms-help-public-companies-conduct-registered-offerings-simplify The Securities and Exchange Commission today proposed amendments to its rules and forms governing registered offerings that are designed to increase efficiency, flexibility, and cost savings for public companies while maintaining robust investor… Tue, 19 May 2026 10:55:00 -0400 a83e0191-f569-465d-9d2a-d09f5ecf0da0 https://www.sec.gov/newsroom/press-releases/2026-45-sec-rescinds-policy-regarding-denials-settlements-enforcement-actions The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the… Mon, 18 May 2026 12:33:00 -0400 54a61067-ef2f-44b9-8421-5bd3ab9a997f https://www.sec.gov/newsroom/press-releases/2026-44-sec-charges-21-individuals-alleged-wide-reaching-insider-trading-scheme The Securities and Exchange Commission today charged 21 individuals for their alleged involvement in a decade-long insider trading scheme that used information misappropriated from multiple global law firms and resulted in millions of dollars in illicit… Wed, 06 May 2026 19:24:19 -0400 8c6a7b07-252f-4c16-a656-64c8e2ce16d4 https://www.sec.gov/newsroom/press-releases/2026-43-sec-divisions-investment-management-corporation-finance-issue-staff-guidance-supporting-retirement Staff in the Securities and Exchange Commission’s Divisions of Investment Management and Corporation Finance issued guidance addressing certain questions regarding the application of the federal securities laws to pooled employer plans (PEPs), which help… Tue, 05 May 2026 16:23:55 -0400 6d1ecb9f-39bd-4155-871b-60470ebb3e47 https://www.sec.gov/newsroom/press-releases/2026-42-sec-proposes-amendments-permit-optional-semiannual-reporting-public-companies The Securities and Exchange Commission today proposed rule and form amendments that would give public companies the option of filing semiannual reports in lieu of quarterly reports to meet their interim reporting obligations under the federal securities… Tue, 05 May 2026 11:54:00 -0400 7c5bc4b7-67bc-4b7b-8059-3ecf934be6af https://www.sec.gov/newsroom/press-releases/2026-41-deputy-director-enforcement-jason-burt-conclude-his-tenure-sec The Securities and Exchange Commission today announced that Jason Burt, Deputy Director of the Division of Enforcement (Specialized Units), will depart the agency on May 1, 2026, after more than 22 years of public service.“Jason’s exceptional leadership… Thu, 30 Apr 2026 16:30:36 -0400 e6a3072c-7c29-4e53-ab50-d635c72a0123 https://www.sec.gov/newsroom/press-releases/2026-40-sec-cftc-jointly-propose-amendments-reduce-private-fund-reporting-burdens The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to reduce private fund reporting burdens while enabling the continued collection of necessary and appropriate information. The… Mon, 20 Apr 2026 10:45:00 -0400 b2f43266-e47f-4411-b423-79094b5d6ad9 https://www.sec.gov/newsroom/press-releases/2026-39-chairman-atkins-launches-material-matters-podcast The Securities and Exchange Commission today announced the launch of Material Matters With SEC Chairman Paul Atkins, a new podcast that provides stakeholders and the investing public with exclusive interviews and insights around the agency’s policy and… Thu, 16 Apr 2026 13:02:47 -0400 9c1da20b-bcb9-48c2-9230-cadf32cd9f6d https://www.sec.gov/newsroom/press-releases/2026-38-sec-small-business-advisory-committee-explore-ways-encourage-more-ipos The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, April 28, 2026 at 10:00 a.m. to explore ways to encourage more companies to go public.The meeting will be open… Thu, 16 Apr 2026 11:45:04 -0400 bd3d4c84-9a0e-45f7-a7bb-211c898cf365 https://www.sec.gov/newsroom/press-releases/2026-37-sec-seeks-public-comment-consolidated-audit-trail-other-audit-trails-data-sources The Securities and Exchange Commission today issued a concept release soliciting public comment in support of a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails and related data sources currently used in the regulation of… Thu, 16 Apr 2026 09:55:00 -0400 50ef79ef-d869-4259-bcf0-d40b4a3cdc93 https://www.sec.gov/newsroom/press-releases/2026-36-sec-approves-exemptive-order-proposed-rule-change-permit-customer-cross-margining-us-treasury-market The Securities and Exchange Commission today issued a conditional exemptive order that permits customer cross-margining of cash market positions in U.S. Treasury securities cleared by a registered clearing agency and futures positions in U.S. Treasury… Wed, 15 Apr 2026 15:45:51 -0400 44980b57-6487-4875-a8d8-f0be8374d599 https://www.sec.gov/newsroom/press-releases/2026-35-sec-appoints-david-woodcock-director-division-enforcement The Securities and Exchange Commission today announced that David Woodcock has been appointed Director of the Division of Enforcement, effective May 4, 2026. Mr. Woodcock is currently a partner in the Dallas and Washington, D.C. offices of Gibson, Dunn… Wed, 08 Apr 2026 12:20:00 -0400 9aa2f1de-bf67-4cf2-a8c2-b7cd58adeff0 https://www.sec.gov/newsroom/press-releases/2026-34 The Securities and Exchange Commission today announced enforcement results for the fiscal year that ended on September 30, 2025.Central to an effective enforcement program is determining which cases to bring and responsibly stewarding Commission… Tue, 07 Apr 2026 15:48:30 -0400 79b89885-8060-49f2-81dd-9deb53bfd1f6 https://www.sec.gov/newsroom/press-releases/2026-33-sec-announces-agenda-panelists-roundtable-options-market-structure The Securities and Exchange Commission today announced the agenda and panelists for its April 16, 2026, roundtable on options market structure.The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 9 a.m. to 3… Thu, 02 Apr 2026 16:44:29 -0400 cf5a5e9a-522c-4abd-a3e9-d56994b7aa75 https://www.sec.gov/newsroom/press-releases/2026-32-sec-highlights-financial-independence-during-financial-literacy-month The Securities and Exchange Commission’s Office of Investor Education and Assistance (OIEA) today announced that as part of April’s National Financial Literacy Month it will highlight financial planning tools and resources on Investor.gov to… Tue, 31 Mar 2026 09:52:09 -0400 9f9a8e80-00b3-4620-912c-e013c2c1aaf8 https://www.sec.gov/newsroom/press-releases/2026-31-sec-approves-amendment-nms-plan-further-reduce-costs-consolidated-audit-trail The Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (“CAT”) and provided exemptive relief from certain requirements of Rule 17a-1 under the Securities Exchange Act… Fri, 27 Mar 2026 16:04:54 -0400 e52994d8-bc59-458f-8d6a-da50f4122775 https://www.sec.gov/newsroom/press-releases/2026-30-sec-clarifies-application-federal-securities-laws-crypto-assets The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal securities laws apply to certain crypto assets and transactions involving crypto assets. This is a major step in the Commission’s efforts to provide… Tue, 17 Mar 2026 15:45:25 -0400 308b7b0e-2aa5-4a24-8624-ddb40b0d9a07 https://www.sec.gov/newsroom/press-releases/2026-29-sec-publishes-data-public-private-offerings-municipal-advisors-transfer-agents-securities-based-swap The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published a new report on security based swap dealers (SBSDs) and updated statistics and data visualizations on initial public offerings (IPOs), follow-on registered… Tue, 17 Mar 2026 15:13:00 -0400 1c741783-fd10-4324-8912-f115ddd9dc7e